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Documents Incorporated by Reference in ‘10-K’ Filing 1564590-20-4475 · Filed re: Monday, 11/21/16
21
NOV


        

11  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 12/5/16 Tesla, Inc.                       8-K/A:9    11/21/16    2:36K                                    ActiveDisclosure/FA      
11/23/16  Jurvetson Stephen T               4          Director²   1:19K  Tesla, Inc.                       Gracias Antonio J.       
11/23/16  Buss Brad W                       4          Director²   1:5K   Tesla, Inc.                       Gracias Antonio J.       
11/23/16  Gracias Antonio J.                4          Director²   1:8K   Tesla, Inc.                                                
11/23/16  Straubel Jeffrey B                4          Officer²    1:8K   Tesla, Inc.                       Musk Elon                
11/23/16  Musk Elon                         4          D,O,%Owner² 1:8K   Tesla, Inc.                                                
11/23/16  Musk Kimbal                       4          Director²   1:5K   Tesla, Inc.                                                
11/21/16  Tesla, Inc.                       POS AM                 6:530K                                   Donnelley … Solutions/FA 
11/21/16  Tesla, Inc.                       424B5                  1:178K                                   Donnelley … Solutions/FA 
11/21/16  Tesla, Inc.                       424B5                  1:204K                                   Donnelley … Solutions/FA 
11/21/16  Tesla, Inc.                       8-K:1,2,8,911/21/16    7:101K                                   Donnelley … Solutions/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  424B5    Prospectus – Primary Offering or Shelf Securities – New Facts or Events.
  POS AM    Post-Effective Amendment of a Registration Statement.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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