 |
|---|
| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
|---|
|
|---|
4/29/24 Beam Global 10-K/A 12/31/23 13:610K GlobalOne Filings Inc/FA
4/17/24 AWM Investment Co., Inc. 4 10% Owner² 1:5K urban-gro, Inc.
4/17/24 Nasdaq Stock Market LLC 25-NSE 4/17/24 2:3K Beam Global
4/17/24 Beam Global 8-K:2,9 4/16/24 12:297K GlobalOne Filings Inc/FA
4/16/24 Beam Global 10-K 12/31/23 87:6.7M GlobalOne Filings Inc/FA
4/12/24 AWM Investment Co., Inc. 3 10% Owner² 1:5K urban-gro, Inc.
4/8/24 Beam Global 8-K:5 4/7/24 11:226K GlobalOne Filings Inc/FA
3/28/24 Beam Global NT 10-K 12/31/23 1:25K GlobalOne Filings Inc/FA
3/28/24 Beam Global 8-K:1,2,9 2/1/24 12:615K GlobalOne Filings Inc/FA
3/6/24 AWM Investment Co., Inc. SC 13G/A 1:8K GEN Restaurant Group, Inc.
Adam Stettner³
Awm Investment Co. Inc.³
David Greenhouse³
MG Advisers, L.L.C.³
MGP Advisers Ltd. Partnership³
Special Situations Fund III QP, L.P.³
Special Situations Private Equity Fund, L.P.³
3/1/24 AWM Investment Co., Inc. 4 10% Owner² 1:10K Real Good Food Co., Inc.
2/16/24 Beam Global 8-K:1,9 2/16/24 12:247K GlobalOne Filings Inc/FA
2/14/24 AWM Investment Co., Inc. 13F-HR 12/31/23 2:53K
2/14/24 AWM Investment Co., Inc. SC 13G/A 1:9K urban-gro, Inc.
Adam Stettner³
Awm Investment Co. Inc.³
David Greenhouse³
MGP Advisers Ltd. Partnership³
Special Situations Cayman Fund, L.P.³
Special Situations Fund III QP, L.P.³
Sscayman, L.L.C.³
2/14/24 AWM Investment Co., Inc. SC 13G 1:9K GEN Restaurant Group, Inc.
Adam Stettner³
Awm Investment Co. Inc.³
David Greenhouse³
MG Advisers, L.L.C.³
MGP Advisers Ltd. Partnership³
Special Situations Fund III QP, L.P.³
Special Situations Private Equity Fund, L.P.³
2/14/24 AWM Investment Co., Inc. SC 13G/A 1:9K Twin Vee PowerCats, Co.
Adam Stettner³
Awm Investment Co. Inc.³
David Greenhouse³
MGP Advisers Ltd. Partnership³
Special Situations Cayman Fund, L.P.³
Special Situations Fund III QP, L.P.³
Sscayman, L.L.C.³
2/14/24 AWM Investment Co., Inc. SC 13G/A 1:10K Turtle Beach Corp.
Adam Stettner³
Awm Investment Co. Inc.³
David Greenhouse³
MG Advisers, L.L.C.³
MGP Advisers Ltd. Partnership³
Special Situations Cayman Fund, L.P.³
Special Situations Fund III QP, L.P.³
Special Situations Private Equity Fund, L.P.³
Special Situations Technology Fund, II L.P.³
Special Situations Technology Fund, L.P.³
Sscayman, L.L.C.³
SST Advisers, L.L.C.³
2/14/24 AWM Investment Co., Inc. SC 13G/A 1:10K Societal CDMO, Inc.
Adam Stettner³
Awm Investment Co. Inc.³
David Greenhouse³
MG Advisers, L.L.C.³
MGP Advisers Ltd. Partnership³
Special Situations Cayman Fund, L.P.³
Special Situations Fund III QP, L.P.³
Special Situations Private Equity Fund, L.P.³
Sscayman, L.L.C.³
2/14/24 AWM Investment Co., Inc. SC 13G/A 1:10K Oncocyte Corp.
Adam Stettner³
Awm Investment Co. Inc.³
David Greenhouse³
MG Advisers, L.L.C.³
MGP Advisers Ltd. Partnership³
Special Situations Cayman Fund, L.P.³
Special Situations Fund III QP, L.P.³
Special Situations Private Equity Fund, L.P.³
Sscayman, L.L.C.³
2/14/24 AWM Investment Co., Inc. SC 13G/A 1:9K NeuroOne, Inc.
Adam Stettner³
Awm Investment Co. Inc.³
David Greenhouse³
LS Advisers, L.L.C.³
MG Advisers, L.L.C.³
Special Situations Life Sciences Fund, L.P.³
Special Situations Private Equity Fund, L.P.³
| ____________ | | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. | | 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. | | NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
|
