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Documents Incorporated by Reference in ‘10-K’ Filing 1654954-24-4122 · Filed re: Thursday, 8/11/22
11
AUG


        

6  Filings
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 ·  Click on a Filing/Form Type¹
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-K to view it
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 8/15/22  Berman Lyle                       4/A        Director²   1:5K   Mill City Ventures III, Ltd.      Toppan Merrill/FA        
 8/15/22  Liszt Howard P                    4/A        Director²   1:5K   Mill City Ventures III, Ltd.      Toppan Merrill/FA        
 8/12/22  Zipkin Laurence S                 4          Director²   1:5K   Mill City Ventures III, Ltd.      Toppan Merrill/FA        
 8/12/22  Liszt Howard P                    4          Director²   1:5K   Mill City Ventures III, Ltd.      Toppan Merrill/FA        
 8/12/22  Berman Lyle                       4          Director²   1:5K   Mill City Ventures III, Ltd.      Toppan Merrill/FA        
 8/11/22  Mill City Ventures III, Ltd.      8-K:5,7,9    8/5/22   12:684K                                   Toppan Merrill/FA        
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 ¹  Filing/Form Types: 
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-K
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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