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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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8/9/22 Mill City Ventures III, Ltd. 8-K:7,9 8/8/22 11:192K Toppan Merrill/FA
8/9/22 Mill City Ventures III, Ltd. CERT 8/9/22 1:116K Nasdaq Stock Market LLC
8/9/22 Mill City Ventures III, Ltd. 424B4 1:2.6M Toppan Merrill/FA2
8/8/22 Mill City Ventures III, Ltd. 8-A12B 8/9/22 1:16K Toppan Merrill/FA
8/8/22‡ Mill City Ventures III, Ltd. EFFECT 8/8/22 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 8-A12B | Registration Statement for a Class of Securities — Form 8-A. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 424B4 | Prospectus – Info Previously Omitted & New Facts or Events. | | CERT | Certification by a Securities Exchange Approving a Listing — Form CERT. | | EFFECT | SEC Notice of Effectiveness. |
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