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Filings re: Registrant of ‘8-K’ Filing 1647639-22-47


        

489  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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  5/8/24 Upstart Holdings, Inc.            10-Q        3/31/24   99:11M                                                             
  5/7/24  Upstart Holdings, Inc.            8-K:2,9      5/7/24   11:407K                                                            
  4/5/24  Upstart Holdings, Inc.            ARS        12/31/23    1:21M                                    Donnelley … Solutions/FA 
  4/5/24  Upstart Holdings, Inc.            DEFA14A                1:894K                                   Donnelley … Solutions/FA 
  4/5/24  Upstart Holdings, Inc.            DEF 14A     5/29/24   11:3.6M                                   Donnelley … Solutions/FA 
  4/3/24  Gu Paul                           4          Dir.,Off.²  1:7K   Upstart Holdings, Inc.            Workiva Inc Wde… FA01/FA 
  4/1/24  Gu Paul                           144                    1:7K   Upstart Holdings, Inc.            Fidelity Brokera… LLC/FA 
 3/13/24  Datta Sanjay                      4          Officer²    1:5K   Upstart Holdings, Inc.            Workiva Inc Wde… FA01/FA 
 3/11/24  Datta Sanjay                      144                    1:11K  Upstart Holdings, Inc.            Schwab Stock Pl… Svcs/FA 
  3/6/24  Datta Sanjay                      4          Officer²    1:5K   Upstart Holdings, Inc.            Workiva Inc Wde… FA01/FA 
  3/4/24  Girouard Dave                     4          D,O,%Owner² 1:9K   Upstart Holdings, Inc.            Workiva Inc Wde… FA01/FA 
  3/4/24  Gu Paul                           4          Dir.,Off.²  1:11K  Upstart Holdings, Inc.            Workiva Inc Wde… FA01/FA 
  3/4/24  Mirgorodskaya Natalia             4          Officer²    1:10K  Upstart Holdings, Inc.            Workiva Inc Wde… FA01/FA 
  3/4/24  Darling Scott                     4          Officer²    1:7K   Upstart Holdings, Inc.            Workiva Inc Wde… FA01/FA 
  3/4/24  Datta Sanjay                      4          Officer²    1:6K   Upstart Holdings, Inc.            Workiva Inc Wde… FA01/FA 
  3/4/24  Datta Sanjay                      144                    1:11K  Upstart Holdings, Inc.            Schwab Stock Pl… Svcs/FA 
  3/1/24  Mirgorodskaya Natalia             144                    1:5K   Upstart Holdings, Inc.            Schwab Stock Pl… Svcs/FA 
  3/1/24  Gu Paul                           144                    1:8K   Upstart Holdings, Inc.            Fidelity Brokera… LLC/FA 
 2/28/24  Datta Sanjay                      4          Officer²    1:5K   Upstart Holdings, Inc.            Workiva Inc Wde… FA01/FA 
 2/28/24  Darling Scott                     4          Officer²    1:5K   Upstart Holdings, Inc.            Workiva Inc Wde… FA01/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-Q    Quarterly Report — Form 10-Q.
  144    Notice of a Proposed Sale of Securities by an Insider — Form 144 { The Filer is an Insider² of the Issuer }.
  ARS    Annual Report to Security Holders.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
  DEFA14A    Definitive Additional Proxy Soliciting Material — Schedule 14A.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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