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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/14/24 Ocugen, Inc. 8-K:2,9 5/14/24 12:2.8M Workiva Inc Wde… FA01/FA
5/14/24 Ocugen, Inc. 10-Q 3/31/24 61:4.4M Workiva Inc Wde… FA01/FA
5/10/24 Ocugen, Inc. 8-A12G 2:58K Toppan Merrill/FA
5/10/24 Ocugen, Inc. 8-K:3,5,9 5/10/24 11:237K Toppan Merrill/FA
5/1/24‡ Ocugen, Inc. EFFECT 5/1/24 1:2K SEC #5
4/29/24 Ocugen, Inc. 10-K/A 12/31/23 12:682K Toppan Merrill/FA
4/29/24 Ocugen, Inc. 8-K:7 4/26/24 10:182K Toppan Merrill/FA
4/18/24‡ Ocugen, Inc. S-3 4/17/24 5:693K Toppan Merrill/FA
4/18/24‡ Ocugen, Inc. S-8 4/18/24 4:62K Toppan Merrill/FA
4/17/24 Qamar Huma 4 Officer² 1:5K Ocugen, Inc. Newsfile Corp./FA
4/16/24 Ocugen, Inc. 10-K 12/31/23 90:17M Workiva Inc Wde… FA01/FA
4/8/24 Ocugen, Inc. 8-K:8,9 4/8/24 11:164K Workiva Inc Wde… FA01/FA
4/2/24 Ocugen, Inc. 8-K:2,9 4/2/24 12:1.5M Workiva Inc Wde… FA01/FA
4/1/24 Ocugen, Inc. 8-K:4,8 4/1/24 10:193K Toppan Merrill/FA
4/1/24 Ocugen, Inc. NT 10-K 12/31/23 1:22K Toppan Merrill/FA
3/21/24 Ocugen, Inc. 8-K:7 3/21/24 10:181K Toppan Merrill/FA
3/20/24 Qamar Huma 3 Officer² 2:7K Ocugen, Inc. Newsfile Corp./FA
3/20/24 Breininger Michael 3 Officer² 2:6K Ocugen, Inc. Newsfile Corp./FA
3/20/24 Ocugen, Inc. 8-K:5,9 3/15/24 11:198K Toppan Merrill/FA
3/18/24 Ocugen, Inc. 8-K:7,8,9 3/18/24 11:205K Toppan Merrill/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -D | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-A12G | Registration Statement for a Class of Securities — Form 8-A. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 10-Q | Quarterly Report — Form 10-Q. | | EFFECT | SEC Notice of Effectiveness. | | NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. | | S-3 | Registration Statement – Securities for a Transaction — Form S-3. | | S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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