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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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11/3/17 Gevarges James 4 Director² 1:5K Flux Power Holdings, Inc. RDG Filings/FA
10/30/17 Johnson Michael 4 Dir.,%Own.² 1:5K Flux Power Holdings, Inc. RDG Filings/FA
10/30/17 Anthony Christopher Lee 4 Director² 1:5K Flux Power Holdings, Inc. RDG Filings/FA
10/30/17 Dutt Ronald F 4 Dir.,Off.² 1:5K Flux Power Holdings, Inc. RDG Filings/FA
10/26/17‡ Flux Power Holdings, Inc. 8-K:2,7,9 10/25/17 3:95K RDG Filings/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -D | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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