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Documents Incorporated by Reference in ‘424B4’ Filing 1493152-20-15908 · Filed re: Thursday, 10/26/17
26
OCT


        

5  Filings
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 ·  Click on a Filing/Form Type¹
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-K to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 11/3/17  Gevarges James                    4          Director²   1:5K   Flux Power Holdings, Inc.         RDG Filings/FA           
10/30/17  Johnson Michael                   4          Dir.,%Own.² 1:5K   Flux Power Holdings, Inc.         RDG Filings/FA           
10/30/17  Anthony Christopher Lee           4          Director²   1:5K   Flux Power Holdings, Inc.         RDG Filings/FA           
10/30/17  Dutt Ronald F                     4          Dir.,Off.²  1:5K   Flux Power Holdings, Inc.         RDG Filings/FA           
10/26/17 Flux Power Holdings, Inc.         8-K:2,7,9  10/25/17    3:95K                                    RDG Filings/FA           
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
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-D
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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