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Documents Incorporated by Reference in ‘S-1’ Filing 1493152-21-9956 · Filed re: Friday, 11/30/18
30
NOV


        

4  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/22/19 Simplicity Esports & Gaming Co.   10-Q       11/30/18   38:2M                                     S2 Filings LLC/FA        
 1/15/19  Simplicity Esports & Gaming Co.   NT 10-Q    11/30/18    1:24K                                    S2 Filings LLC/FA        
11/30/18  Polar Asset Mgmt Partners Inc.    3          10% Owner²  1:6K   Simplicity Esports & Gaming Co.   Newsfile Corp./FA        
11/30/18Simplicity Esports & Gaming Co.   8-K:1,2,3,511/20/18   15:2.1M                                   S2 Filings LLC/FA        
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 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
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/A
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-Q    Quarterly Report — Form 10-Q.
  NT 10-Q    Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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