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Documents Incorporated by Reference in ‘10-Q’ Filing 1437749-23-32007 · Filed re: Thursday, 3/10/16
10
MAR


        

3  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/17/16  Lugee Li Yeung Tak                3          Dir.,%Own.² 1:6K   Liquidmetal Technologies Inc.     Broadridge Fin’l So… Inc 
 3/17/16  Liquidmetal Technology Ltd.       3          10% Owner²  1:5K   Liquidmetal Technologies Inc.     Broadridge Fin’l So… Inc 
 3/14/16  Liquidmetal Technologies Inc.     8-K:1,3,5,7 3/10/16    7:1.5M                                   RDG Filings/FA           
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 ¹  Filing/Form Types: 
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  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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