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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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12/5/23 HC Liquidating, Inc. SEC ACTION 1:7K SEC #7
5/22/23 HC Liquidating, Inc. 8-K:1,2,5,9 5/16/23 14:1M RDG Filings/FA
4/12/23 Nasdaq Stock Market LLC 25-NSE© 2:4K HC Liquidating, Inc.
3/8/23 HC Liquidating, Inc. 8-K:1,8,9 3/2/23 12:494K RDG Filings/FA
3/2/23 HC Liquidating, Inc. 8-K:1,2,9 2/24/23 12:186K RDG Filings/FA
2/24/23 HC Liquidating, Inc. 8-K:5 2/21/23 11:151K RDG Filings/FA
2/15/23‡ Walleye Capital LLC SC 13G 2/14/23 1:52K HC Liquidating, Inc. Adviser Compliance … LLC
2/14/23 Altium Capital Management LP SC 13G/A 2:114K HC Liquidating, Inc. Quality EDGAR So… LLC/FA
Altium Growth Fund, LP³
Altium Growth GP, LLC³
2/14/23 Arctis Global LLC SC 13G/A 1:42K HC Liquidating, Inc. Securex Filings/FA
2/9/23 HC Liquidating, Inc. 8-K:8,9 2/8/23 11:160K RDG Filings/FA
2/7/23‡ Goldman Sachs Group Inc. SC 13G/A 2/6/23 1:19K HC Liquidating, Inc. Goldman Sachs & Co. LLC
2/3/23 State Street Corp. SC 13G/A 1:8K HC Liquidating, Inc.
2/3/23 HC Liquidating, Inc. 8-K:3,8,9 2/1/23 11:172K RDG Filings/FA
2/1/23 HC Liquidating, Inc. PRE 14A 3/21/23 1:2.2M Broadridge Fin’l So… Inc
1/25/23 HC Liquidating, Inc. 8-K:5,9 1/19/23 11:154K RDG Filings/FA
1/23/23 HC Liquidating, Inc. D 1/23/23 1:9K RDG Filings/FA
1/17/23‡ Holmes William F Jr. SC 13D 1:418K HC Liquidating, Inc. M2 Compliance LLC/FA
1/17/23 HC Liquidating, Inc. 8-K/A:5,9 12/1/22 11:161K RDG Filings/FA
1/17/23 HC Liquidating, Inc. 8-K:5,9 1/11/23 11:157K RDG Filings/FA
1/13/23 HC Liquidating, Inc. 8-K/A:9 1/6/23 12:201K RDG Filings/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: /A | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. | | D | Notice of an Exempt Offering of Securities — Form D. | | PRE 14A | Preliminary Proxy Statement — Schedule 14A. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | SEC ACTION | SEC Staff Action – SEC Order. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | © | This Filing was a Confirming copy. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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