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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/11/19 B Riley Principal Sponsor Co, LLC 4 10% Owner² 1:7K Alta Equipment Group Inc. S2 Filings LLC/FA
B. Riley Financial, Inc.
4/11/19 Alta Equipment Group Inc. 8-K:1,3,5,8 4/8/19 13:1.1M S2 Filings LLC/FA
4/9/19 Young Kenneth M 3 Dir.,Off.² 2:7K Alta Equipment Group Inc. S2 Filings LLC/FA
4/9/19 Young Kenneth M 3 Dir.,Off.² 2:7K Alta Equipment Group Inc. S2 Filings LLC/FA
4/9/19 Young Kenneth M 3 Dir.,Off.² 2:7K Alta Equipment Group Inc. S2 Filings LLC/FA
4/8/19‡ Alta Equipment Group Inc. EFFECT 4/8/19 1:2K SEC #5
4/8/19 Riley Bryant R 3 Director² 2:7K Alta Equipment Group Inc. S2 Filings LLC/FA
4/8/19 Suss Robert 3 Director² 2:8K Alta Equipment Group Inc. S2 Filings LLC/FA
4/8/19 B Riley Principal Sponsor Co, LLC 3 10% Owner² 3:17K Alta Equipment Group Inc. S2 Filings LLC/FA
B. Riley Financial, Inc.
4/8/19 Kempner James L 3 Director² 2:8K Alta Equipment Group Inc. S2 Filings LLC/FA
4/8/19 Bartels Patrick J Jr. 3 Director² 2:8K Alta Equipment Group Inc. S2 Filings LLC/FA
4/8/19 Presutti Timothy M. 3 Director² 2:10K Alta Equipment Group Inc. S2 Filings LLC/FA
4/8/19 Shribman Daniel 3 Dir.,Off.² 2:10K Alta Equipment Group Inc. S2 Filings LLC/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | EFFECT | SEC Notice of Effectiveness. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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