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Documents Incorporated by Reference in ‘DEFM14A’ Filing 1213900-20-1644 · Filed re: Monday, 4/8/19
8
APR


        

13  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 4/11/19  B Riley Principal Sponsor Co, LLC 4          10% Owner²  1:7K   Alta Equipment Group Inc.         S2 Filings LLC/FA        
          B. Riley Financial, Inc.
 4/11/19  Alta Equipment Group Inc.         8-K:1,3,5,8  4/8/19   13:1.1M                                   S2 Filings LLC/FA        
  4/9/19  Young Kenneth M                   3          Dir.,Off.²  2:7K   Alta Equipment Group Inc.         S2 Filings LLC/FA        
  4/9/19  Young Kenneth M                   3          Dir.,Off.²  2:7K   Alta Equipment Group Inc.         S2 Filings LLC/FA        
  4/9/19  Young Kenneth M                   3          Dir.,Off.²  2:7K   Alta Equipment Group Inc.         S2 Filings LLC/FA        
  4/8/19 Alta Equipment Group Inc.         EFFECT       4/8/19    1:2K                                     SEC #5                   
  4/8/19  Riley Bryant R                    3          Director²   2:7K   Alta Equipment Group Inc.         S2 Filings LLC/FA        
  4/8/19  Suss Robert                       3          Director²   2:8K   Alta Equipment Group Inc.         S2 Filings LLC/FA        
  4/8/19  B Riley Principal Sponsor Co, LLC 3          10% Owner²  3:17K  Alta Equipment Group Inc.         S2 Filings LLC/FA        
          B. Riley Financial, Inc.
  4/8/19  Kempner James L                   3          Director²   2:8K   Alta Equipment Group Inc.         S2 Filings LLC/FA        
  4/8/19  Bartels Patrick J Jr.             3          Director²   2:8K   Alta Equipment Group Inc.         S2 Filings LLC/FA        
  4/8/19  Presutti Timothy M.               3          Director²   2:10K  Alta Equipment Group Inc.         S2 Filings LLC/FA        
  4/8/19  Shribman Daniel                   3          Dir.,Off.²  2:10K  Alta Equipment Group Inc.         S2 Filings LLC/FA        
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 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  EFFECT    SEC Notice of Effectiveness.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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