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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. |
| 10-K | Annual Report — Form 10-K. |
| 10-Q | Quarterly Report — Form 10-Q. |
| DEF 14C | Definitive Proxy Info Statement — Schedule 14C. |
| NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. |
| NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. |
| PRE 14C | Preliminary Proxy Info Statement — Schedule 14C. |
| RW | Registration Withdrawal Request. |
| S-1 | Registration Statement (General Form) — Form S-1. |