SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Filings re: Registrant of ‘8-K’ Filing 1213900-22-30156


        

535  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   27   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/10/24  Siebert Financial Corp.           10-K       12/31/23  108:8.1M                                   EdgarAgents LLC/FA       
 4/24/24  Siebert Financial Corp.           8-K:3,7,9   4/18/24   11:216K                                   EdgarAgents LLC/FA       
 4/22/24  Siebert Financial Corp.           NT 10-K/A  12/31/23    1:32K                                    EdgarAgents LLC/FA       
 4/10/24  Siebert Financial Corp.           8-K:5        4/5/24   10:185K                                   EdgarAgents LLC/FA       
 3/29/24  Siebert Financial Corp.           NT 10-K    12/31/23    1:29K                                    EdgarAgents LLC/FA       
 2/21/24  Siebert Financial Corp.           ARS        12/31/22    1:2.3M                                   Broadridge Fin’l So… Inc 
 2/20/24  Siebert Financial Corp.           DEFA14A                1:1.2M                                   Broadridge Fin’l So… Inc 
 2/20/24  Siebert Financial Corp.           DEF 14A      4/5/24    1:1.7M                                   Broadridge Fin’l So… Inc 
 1/31/24  Siebert Financial Corp.           424B3                  1:125K                                   EdgarAgents LLC/FA       
 1/26/24 Siebert Financial Corp.           EFFECT      1/26/24    1:2K                                     SEC #5                   
 1/25/24Siebert Financial Corp.           CORRESP2/27/24    1:7K                                     EdgarAgents LLC/FA       
 1/24/24  Siebert Financial Corp.           8-K:1,9     1/18/24   11:266K                                   EdgarAgents LLC/FA       
 1/24/24  SEC                               UPLOAD2/27/24    2:39K  Siebert Financial Corp.                                    
 1/23/24  Gebbia Richard                    SC 13D/A               1:128K Siebert Financial Corp.           EdgarAgents LLC/FA       
          David Gebbia³
          Gloria E. Gebbia³
          John M. Gebbia³
          Kimberly Gebbia³
 1/23/24  Gebbia Richard                    4          Other²      1:5K   Siebert Financial Corp.           EdgarAgents LLC/FA       
 1/23/24  Gebbia David                      4          Other²      1:5K   Siebert Financial Corp.           EdgarAgents LLC/FA       
 1/23/24  Gebbia Gloria E                   4          D,%Own,Oth² 1:6K   Siebert Financial Corp.           EdgarAgents LLC/FA       
 1/23/24  Gebbia John M.                    4          Other²      1:5K   Siebert Financial Corp.           EdgarAgents LLC/FA       
 1/18/24  Siebert Financial Corp.           S-3/A                  2:184K                                   EdgarAgents LLC/FA       
 1/18/24  Siebert Financial Corp.           S-3                    4:233K                                   EdgarAgents LLC/FA       
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
Five-thirty emoji
ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-K    Annual Report — Form 10-K.
  424B3    Prospectus – New Facts or Events.
  ARS    Annual Report to Security Holders.
  CORRESP    Comment-Response or Other Letter to the SEC.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
  DEFA14A    Definitive Additional Proxy Soliciting Material — Schedule 14A.
  EFFECT    SEC Notice of Effectiveness.
  NT 10-K    Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25.
  S-3    Registration Statement – Securities for a Transaction — Form S-3.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  UPLOAD    Comment or Other Letter from the SEC.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ¶  This Filing contains a delayed-release Document.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   27   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Tue., May 14, 8:17:09.6am ET