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Filings re: Registrant of ‘S-1/A’ Filing 1193125-13-202831


        

253  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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  2/4/21  Golden Mountain Financial Corp.   D            2/4/21    1:7K                                     Rouby Christina L/FA     
 1/12/21 Golden Mountain Financial Corp.   15-15D      1/12/21    1:3K                                     Rouby Christina L/FA     
 1/12/21  Golden Mountain Financial Corp.   15-15D      1/12/21    1:3K                                     Rouby Christina L/FA     
 1/12/21  Golden Mountain Financial Corp.   15-15D      1/12/21    1:3K                                     Rouby Christina L/FA     
 2/14/18  Ameriprise Financial Inc.         SC 13G/A               3:51K  Golden Mountain Financial Corp.   Donnelley … Solutions/FA 
          Columbia Management Investment Advisers, LLC³
 5/18/17  NASDAQ Stock Market LLC           25-NSE©                2:4K   Golden Mountain Financial Corp.                            
 5/12/17Golden Mountain Financial Corp.   8-K:1,2     5/11/17    1:22K                                                             
  5/4/17  Golden Mountain Financial Corp.   8-K:1,3,7,9 4/28/17    3:45K                                                             
 4/24/17  Golden Mountain Financial Corp.   8-K:4,5     4/20/17    1:29K                                                             
  4/7/17  Ryan Ashton J Jr.                 4          Dir.,Off.²  1:7K   Golden Mountain Financial Corp.   Globenewswire Inc./FA    
  4/7/17  Roohi William M.                  4          Officer²    1:7K   Golden Mountain Financial Corp.   Globenewswire Inc./FA    
  4/7/17  Richard Albert J. III             4          Officer²    1:4K   Golden Mountain Financial Corp.   Globenewswire Inc./FA    
  4/7/17  Crowle Marsha S.                  4          Officer²    1:6K   Golden Mountain Financial Corp.   Globenewswire Inc./FA    
  4/7/17  Burnell William J                 4          Officer²    1:8K   Golden Mountain Financial Corp.   Globenewswire Inc./FA    
  4/7/17  Golden Mountain Financial Corp.   8-K:3,5,8    4/5/17    1:21K                                                             
 3/28/17Golden Mountain Financial Corp.   8-K:3,7,9   3/21/17    2:35K                                                             
 3/13/17  Golden Mountain Financial Corp.   8-K:2,8     3/10/17    1:23K                                                             
 2/14/17  FMR LLC                           SC 13G/A               1:7K   Golden Mountain Financial Corp.                            
 2/10/17  Ameriprise Financial Inc.         SC 13G                 3:49K  Golden Mountain Financial Corp.   Donnelley … Solutions/FA 
          Columbia Management Investment Advisers, LLC³
  2/9/17  Man Group plc                     SC 13G/A               1:58K  Golden Mountain Financial Corp.   Schulte Roth & Z… LLP/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  15-15D    Notice of a Suspension of Duty to File Reports — Form 15.
  25-NSE    Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25.
  D    Notice of an Exempt Offering of Securities — Form D.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ©  This Filing was a Confirming copy.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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