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Filings re: Registrant of ‘10-12B’ Filing 1193125-16-446706


        

309  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 10/3/22  Alj Regional Holdings Inc.        15-12G      10/3/22    1:11K                                    Donnelley … Solutions/FA 
  9/8/22  Montgomery William                4          10% Owner²  1:11K  Alj Regional Holdings Inc.        Olshan Frome Wolosky LLP 
  9/1/22  Alj Regional Holdings Inc.        25           9/1/22    1:12K                                    Donnelley … Solutions/FA 
 8/31/22  Borofsky Michael C.               4/A        Director²   1:4K   Alj Regional Holdings Inc.        Shearman & Sterling LLP  
 8/30/22  Scheel John                       4          Director²   1:4K   Alj Regional Holdings Inc.        Shearman & Sterling LLP  
 8/30/22  Borofsky Michael C.               4          Director²   1:4K   Alj Regional Holdings Inc.        Shearman & Sterling LLP  
 8/24/22  Montgomery William                4          10% Owner²  1:10K  Alj Regional Holdings Inc.        Olshan Frome Wolosky LLP 
 8/24/22  Montgomery William                3          10% Owner²  1:6K   Alj Regional Holdings Inc.        Olshan Frome Wolosky LLP 
 8/22/22  Alj Regional Holdings Inc.        8-K:3,5,8,9 8/16/22   11:293K                                   Donnelley … Solutions/FA 
 8/18/22  Cavanna-Jerbic Julie              4          Director²   1:4K   Alj Regional Holdings Inc.        Shearman & Sterling LLP  
 8/11/22  Alj Regional Holdings Inc.        10-Q        6/30/22   85:15M                                    Donnelley … Solutions/FA 
 8/11/22  Alj Regional Holdings Inc.        8-K:2,7,9   8/11/22   11:1.1M                                   Donnelley … Solutions/FA 
 7/15/22  Alj Regional Holdings Inc.        DEFA14A                1:566K                                   ActiveDisclosure/FA      
 7/15/22  Alj Regional Holdings Inc.        DEF 14A     8/19/22    1:1.4M                                   ActiveDisclosure/FA      
 6/16/22  Alj Regional Holdings Inc.        8-K:1,5,9    6/1/22   11:364K                                   Donnelley … Solutions/FA 
 5/16/22  Alj Regional Holdings Inc.        10-Q        3/31/22   84:15M                                    ActiveDisclosure/FA      
 5/16/22  Alj Regional Holdings Inc.        8-K:2,7,9   5/16/22   11:862K                                   ActiveDisclosure/FA      
 4/19/22  Borofsky Michael C.               4          Director²   1:4K   Alj Regional Holdings Inc.        Shearman & Sterling LLP  
 4/18/22  Alj Regional Holdings Inc.        8-K:5,9     4/16/22   11:173K                                   ActiveDisclosure/FA      
 4/14/22  Alj Regional Holdings Inc.        8-K:1,2,5,7 4/11/22   15:1.2M                                   ActiveDisclosure/FA      
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 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-Q    Quarterly Report — Form 10-Q.
  15-12G    Certification of a Termination of Registration of a Class of Securities — Form 15.
  25    Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
  DEFA14A    Definitive Additional Proxy Soliciting Material — Schedule 14A.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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