 |
|---|
| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
|---|
|
|---|
5/16/24 Brookfield Corp./ON 4/A Dir.,%Own.² 1:24K Battalion Oil Corp. Broadridge Fin’l So… Inc
BAM Partners Trust
Brookfield Oaktree Holdings, LLC
Brookfield OCM Holdings II, LLC
Brookfield OCM Holdings, LLC
Oaktree Capital Group Holdings GP, LLC
Oaktree Capital I, L.P.
Oaktree Fund GP I, L.P.
Oaktree Fund GP, LLC
OCM HLCN Holdings, L.P.
5/15/24 Oaktree Capital I, L.P. 4 Dir.,%Own.² 1:22K Battalion Oil Corp. Broadridge Fin’l So… Inc
BAM Partners Trust
Brookfield Oaktree Holdings, LLC
Brookfield OCM Holdings II, LLC
Brookfield OCM Holdings, LLC
Oaktree Capital Group Holdings GP, LLC
Oaktree Fund GP I, L.P.
Oaktree Fund GP, LLC
OCM HLCN Holdings, L.P.
5/15/24‡ Brookfield Oaktree Holdings, LLC SC 13D/A 5/15/24 1:276K Battalion Oil Corp. Broadridge Fin’l So… Inc
Bam Partners Trust³
Brookfield Corp.³
Brookfield Ocm Holdings II, LLC³
Brookfield Ocm Holdings, LLC³
Oaktree Capital Group Holdings GP, LLC³
Oaktree Capital I, L.P.³
Oaktree Fund GP I, L.P.³
Oaktree Fund GP, LLC³
Ocm HLCN Holdings, L.P.³
5/15/24‡ Gen IV Inv Opportunities, LLC SC 13D/A 1:99K Battalion Oil Corp. Broadridge Fin’l So… Inc
Lsp Generation IV, LLC³
Lsp Investment Advisors, LLC³
5/15/24 Gen IV Inv Opportunities, LLC 4 Dir.,%Own.² 1:11K Battalion Oil Corp. Broadridge Fin’l So… Inc
LSP Generation IV, LLC
LSP Investment Advisors, LLC
5/15/24 Luminus Management LLC SC 13D/A 1:105K Battalion Oil Corp. Broadridge Fin’l So… Inc
Jonathan Barrett³
Luminus Energy Partners Master Fund, Ltd.³
5/15/24 Battalion Oil Corp. DEFA14A 2:642K Toppan Merrill Bridge/FA
5/15/24 Battalion Oil Corp. 10-Q 3/31/24 62:6.8M Toppan Merrill Bridge/FA
5/15/24 Battalion Oil Corp. 8-K:2,9 5/15/24 12:801K Toppan Merrill Bridge/FA
5/15/24 Luminus Management LLC 4 Dir.,%Own.² 1:11K Battalion Oil Corp. Broadridge Fin’l So… Inc
Barrett Jonathan Dan
Luminus Energy Partners Master Fund, Ltd.
5/14/24‡ Battalion Oil Corp. DEFA14A 5/13/24 4:631K Toppan Merrill Bridge/FA
5/14/24‡ Battalion Oil Corp. 8-K:1,3,5,9 5/13/24 14:845K Toppan Merrill Bridge/FA
5/3/24 Battalion Oil Corp. DEFA14A 1:30K Toppan Merrill/FA
5/3/24 Battalion Oil Corp. 8-K:8 5/3/24 10:202K Toppan Merrill/FA
4/29/24 Battalion Oil Corp. 10-K/A 12/31/23 11:827K Toppan Merrill Bridge/FA
4/29/24 Battalion Oil Corp. DEFA14A 1:30K Toppan Merrill/FA
4/29/24 Battalion Oil Corp. 8-K:8 4/26/24 10:201K Toppan Merrill/FA
4/17/24 Battalion Oil Corp. DEFA14A 1:212K Toppan Merrill/FA
4/17/24 Battalion Oil Corp. 8-K:1,9 4/16/24 13:426K Toppan Merrill/FA
4/11/24 Battalion Oil Corp. DEFA14A 1:29K Toppan Merrill/FA
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: -U | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 10-Q | Quarterly Report — Form 10-Q. | | DEFA14A | Definitive Additional Proxy Soliciting Material — Schedule 14A. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
|
