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Documents Incorporated by Reference in ‘8-K’ Filing 1193125-7-72385 · Filed re: Monday, 4/2/07
2
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49  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 10/9/08  Hogan John                        3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
 10/9/08  Weinbach Arthur F                 3/A        Dir.,Off.²  1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Hogan John                        3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Scavelli Gerard F                 3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Benzie John Peter                 3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Deschutter Douglas Richard        3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Barra Joseph N                    3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Marchesani Charles J              3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Kalenka Robert F                  3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Daly Richard J                    3/A        Dir.,Off.²  1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Berke Richard C                   3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Amsterdam Adam D                  3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Sheldon Dan                       3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Weinbach Arthur F                 3/A        Dir.,Off.²  1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
10/18/07  Schifellite Robert                3/A        Officer²    1:4K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
  4/4/07  Lebenthal Alexandra               3®         Director²   2:5K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
  4/6/07  Lebenthal Alexandra               3/A        Director²   1:3K   Broadridge Fin’l Solutions, Inc.  Paul Weiss Ri… LLP 01/FA 
  4/4/07  Barra Joseph N                    4          Officer²    1:8K   Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
  4/4/07  Amsterdam Adam D                  4          Officer²    1:16K  Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
  4/4/07  Schifellite Robert                4          Officer²    1:17K  Broadridge Fin’l Solutions, Inc.  CT’s hCue/FA             
____________
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ®  This Filing’s metadata was Corrected by the SEC and SEC Info, but not by other services.  See our Correction Policy.
   F   This Filing was Deleted by the SEC, but not by SEC Info.  See our Deletion Policy.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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