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Documents Incorporated by Reference in ‘DEF 14A’ Filing 1193125-18-234919 · Filed re: Friday, 9/13/13
13
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15  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  5/5/14  Shaheen George T                  4          Director²   1:5K   NetApp, Inc.                      Johnson Sorrell/FA       
 9/18/13  NetApp, Inc.                      8-K:5       9/13/13    1:47K                                    Donnelley … Solutions/FA 
 9/17/13  Hill Kathryn                      4          Director²   1:4K   NetApp, Inc.                      Johnson Sorrell/FA       
 9/17/13  Braham Tor                        4          Director²   1:5K   NetApp, Inc.                                               
 9/16/13  Shaheen George T                  4          Director²   1:5K   NetApp, Inc.                      Johnson Sorrell/FA       
 9/16/13  Moore Nicholas G                  4          Director²   1:6K   NetApp, Inc.                                               
 9/16/13  Wall Robert T                     4          Director²   1:6K   NetApp, Inc.                                               
 9/16/13  Held Gerald                       4          Director²   1:6K   NetApp, Inc.                      Johnson Sorrell/FA       
 9/16/13  Wallace Richard P                 4          Director²   1:5K   NetApp, Inc.                      Johnson Sorrell/FA       
 9/16/13  Nevens Thomas Michael             4          Director²   1:5K   NetApp, Inc.                      Johnson Sorrell/FA       
 9/16/13  Hill Kathryn                      3          Director²   2:6K   NetApp, Inc.                      Johnson Sorrell/FA       
 9/16/13  Braham Tor                        3          Director²   2:6K   NetApp, Inc.                                               
 9/13/13  NetApp, Inc.                      8-K:5        9/9/13    1:13K                                    Donnelley … Solutions/FA 
  8/2/13  NetApp, Inc.                      DEF 14A     9/13/13    1:1.4M                                   Donnelley … Solutions/FA 
 7/12/13  NetApp, Inc.                      PRE 14A     9/13/13    1:1.7M                                   Donnelley … Solutions/FA 
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 ¹  Filing/Form Types: 
Type emoji
-K
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
  PRE 14A    Preliminary Proxy Statement — Schedule 14A.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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