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Documents Incorporated by Reference in ‘S-3ASR’ Filing 1193125-21-328257 · Filed re: Wednesday, 10/14/20
14
OCT


        

18  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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10/19/20  Array Technologies, Inc.          8-K:1,2,3,510/14/20    7:1.6M                                   Donnelley … Solutions/FA 
10/15/20  Fusaro James MacMillan            3          Dir.,Off.²  2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20 Array Technologies, Inc.          EFFECT     10/14/20    1:2K                                     SEC #5                   
10/14/20  ATI Investment Parent, LLC        3          10% Owner²  3:23K  Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
          Atlas OCM Holdings, LLC
          Brookfield Asset Management Inc.
          Oaktree ATI Investors, L.P.
          Oaktree Capital Group Holdings, L.P.
          Oaktree Capital Group, LLC
          Oaktree Capital Management LP
          Oaktree Power Opportunities Fund IV (Parallel), L.P.
          Oaktree Power Opportunities Fund IV, L.P.
10/14/20Array Technologies, Inc.          S-1MEF     10/14/20    3:66K                                    Donnelley … Solutions/FA 
10/14/20  Krantz Jeffrey P.                 3          Officer²    2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Cannova Frank R.                  3          Director²   2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Bolland Stuart M.                 3          Officer²    2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Ashford Orlando D                 3          Director²   2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Lee Jason J.                      3          Director²   2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Patel Nipul M.                    3          Officer²    2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Alstead Troy                      3          Director²   2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  MacVane Charlotte A.              3          Officer²    1:3K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Creasy Lucas D.                   3          Officer²    2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Jonna Peter Joseph                3          Director²   2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Cheraso Jennifer K.               3          Officer²    2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Forth John Bradford               3          Director²   2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
10/14/20  Corio Ron P.                      3          Director²   2:7K   Array Technologies, Inc.          Donnelley Fin’l S… 06/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  EFFECT    SEC Notice of Effectiveness.
  S-1MEF    Registration Statement to Add Securities to a Prior Form S-1 Registration.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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