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Documents Incorporated by Reference in ‘424B5’ Filing 1193125-21-182264 · Filed re: Tuesday, 12/31/19
31
DEC


        

6  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  3/2/20  Carlyle Group Inc.                10-K/A     12/31/19   20:17M                                                             
 2/13/20  Carlyle Group Inc.                13F-HR     12/31/19    2:11K                                    Broadridge Fin’l… Inc/FA 
 2/12/20  Carlyle Group Inc.                10-K       12/31/19  158:34M                                                             
12/31/19  Nasdaq Stock Market LLC           25-NSE     12/31/19    2:3K   Carlyle Group Inc.                                         
  1/2/20  Carlyle Group Inc.                8-K:1,3,5,812/31/19   22:913K                                   Donnelley … Solutions/FA 
12/31/19  Carlyle Group Management L.L.C.   3          10% Owner²  2:22K  KLDiscovery Inc.                  Donnelley Fin’l S… 06/FA 
          Carlyle Group L.P.
          Carlyle Holdings I GP Inc.
          Carlyle Holdings I GP Sub L.L.C.
          Carlyle Holdings I L.P.
          TC Group Sub L.P.
          TC Group, LLC
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 ¹  Filing/Form Types: 
Type emoji
-Q
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-K    Annual Report — Form 10-K.
  13F-HR    Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
  25-NSE    Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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