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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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10/28/21‡ Sonendo, Inc. EFFECT 10/28/21 1:2K SEC #5
10/28/21 Stern Sadie 3 Director² 2:8K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Chen Roy T 3 Officer² 2:9K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 McGinnis Karen K 3 Director² 2:8K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Beaver Carolyn 3 Director² 2:8K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Smith Michael John 3 Officer² 2:8K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Collins Jacqueline Arnold 3 Officer² 2:9K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Watts Michael Patrick 3 Officer² 2:10K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Khakpour Mehrezad 3 Officer² 2:11K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Kirkpatrick Andrew J 3 Officer² 2:8K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Bergheim Bjarne 3 Dir.,Off.² 2:13K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 General Atlantic, L.P. 3 Dir.,%Own.² 1:20K Sonendo, Inc. Paul Weiss Ri… LLP 01/FA
GAP (Bermuda) L.P.
GAP Coinvestments CDA, L.P.
Gap Coinvestments III, LLC
Gap Coinvestments IV, LLC
GAP Coinvestments V, LLC
General Atlantic (SOI), L.P.
General Atlantic (SPV) GP, LLC
General Atlantic Partners (Bermuda) EU, L.P.
General Atlantic Partners 100, L.P.
10/28/21 Eaves Corey A. 3 Director² 2:7K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Madera Paul S 3 Director² 2:12K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Bihl Anthony P III 3 Director² 2:9K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Bergheim Olav 3 Dir.,%Own.² 2:18K Sonendo, Inc. Donnelley Fin’l S… 06/FA
10/28/21 Sonendo, Inc. CERT 10/28/21 1:771K NY Stock Exchange LLC
10/28/21 Sonendo, Inc. 8-A12B 1:15K Donnelley … Solutions/FA
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 8-A12B | Registration Statement for a Class of Securities — Form 8-A. | | CERT | Certification by a Securities Exchange Approving a Listing — Form CERT. | | EFFECT | SEC Notice of Effectiveness. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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