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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4:05pm† Khosla Vinod 4 10% Owner² 1:18K Rocket Lab USA, Inc. Donnelley … Solutions/FA
Khosla Ventures Associates V, LLC
Khosla Ventures Seed Associates B, LLC
Khosla Ventures Seed B (CF), L.P.
Khosla Ventures Seed B, L.P.
Khosla Ventures V, L.P.
VK Services, LLC
5/10/24 Rocket Lab USA, Inc. S-8 5/10/24 4:176K Donnelley … Solutions/FA
5/6/24 Rocket Lab USA, Inc. 10-Q 3/31/24 87:9.2M Donnelley … Solutions/FA
5/6/24 Rocket Lab USA, Inc. 8-K:2,9 5/6/24 9:916K Donnelley … Solutions/FA
4/24/24 Rocket Lab USA, Inc. ARS 12/31/23 1:867K Donnelley … Solutions/FA
4/24/24 Rocket Lab USA, Inc. DEFA14A 1:2.6M Donnelley … Solutions/FA
4/24/24 Rocket Lab USA, Inc. DEF 14A 6/12/24 8:5.2M Donnelley … Solutions/FA
4/18/24 Rocket Lab USA, Inc. 8-K:5,9 4/12/24 9:458K Donnelley … Solutions/FA
3/13/24‡ Khosla Ventures Seed B, L.P. SC 13D/A 2:183K Rocket Lab USA, Inc. Donnelley … Solutions/FA
Khosla Ventures Associates V, LLC³
Khosla Ventures Seed Associates B, LLC³
Khosla Ventures Seed B (CF), L.P.³
Khosla Ventures V, L.P.³
Vinod Khosla³
VK Services, LLC³
3/13/24 Strohband Sven 4 Director² 1:5K Rocket Lab USA, Inc. Donnelley … Solutions/FA
3/13/24 Khosla Vinod 4 10% Owner² 1:18K Rocket Lab USA, Inc. Donnelley … Solutions/FA
Khosla Ventures Associates V, LLC
Khosla Ventures Seed Associates B, LLC
Khosla Ventures Seed B (CF), L.P.
Khosla Ventures Seed B, L.P.
Khosla Ventures V, L.P.
VK Services, LLC
3/7/24 Kampani Arjun 4 Officer² 1:5K Rocket Lab USA, Inc. Donnelley … Solutions/FA
3/7/24 Spice Adam C. 4 Officer² 1:5K Rocket Lab USA, Inc. Donnelley … Solutions/FA
3/5/24 Spice Adam C. 144 1:4K Rocket Lab USA, Inc. Fidelity Brokera… LLC/FA
3/5/24 Kampani Arjun 144 1:4K Rocket Lab USA, Inc. Fidelity Brokera… LLC/FA
2/28/24 Rocket Lab USA, Inc. 10-K 12/31/23 128:19M Donnelley … Solutions/FA
2/27/24 Rocket Lab USA, Inc. 8-K:2,9 2/27/24 9:1M Donnelley … Solutions/FA
2/14/24 Deer VIII & Co. Ltd. SC 13D/A 1:76K Rocket Lab USA, Inc. Donnelley … Solutions/FA
Bessemer Venture Partners VIII Institutional L.P.³
Bessemer Venture Partners VIII L.P.³
Deer VIII & Co. L.P.³
2/13/24 Vanguard Group Inc. SC 13G/A 1:13K Rocket Lab USA, Inc. Toppan Merrill/FA
2/7/24‡ Future Fund Board of Guardians SC 13G/A 1:51K Rocket Lab USA, Inc. Toppan Merrill/FA
Future Fund Investment Co. No.5 Pty Ltd.³
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 10-Q | Quarterly Report — Form 10-Q. | | 144 | Notice of a Proposed Sale of Securities by an Insider — Form 144 { The Filer is an Insider² of the Issuer }. | | ARS | Annual Report to Security Holders. | | DEF 14A | Definitive Proxy Statement — Schedule 14A. | | DEFA14A | Definitive Additional Proxy Soliciting Material — Schedule 14A. | | S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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