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Documents Incorporated by Reference in ‘424B2’ Filing 1193125-23-256562 · Filed re: Friday, 1/13/17
13
JAN


        

37  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/18/17  Smith Gordon                      4          Officer²    1:9K   JPMorgan Chase & Co.              CT’s hCue/FA             
 1/18/17  Lake Marianne                     4          Officer²    1:9K   JPMorgan Chase & Co.              CT’s hCue/FA             
 1/18/17  Friedman Stacey                   4          Officer²    1:9K   JPMorgan Chase & Co.              CT’s hCue/FA             
 1/18/17  Dimon James                       4          Dir.,Off.²  1:12K  JPMorgan Chase & Co.              CT’s hCue/FA             
 1/18/17  O’Donovan Mark                    4          Officer²    1:9K   JPMorgan Chase & Co.              CT’s hCue/FA             
 1/18/17  Petno Douglas B                   4          Officer²    1:10K  JPMorgan Chase & Co.              CT’s hCue/FA             
 1/18/17  Pinto Daniel E                    4          Officer²    2:17K  JPMorgan Chase & Co.              CT’s hCue/FA             
 1/18/17  Erdoes Mary E.                    4          Officer²    1:10K  JPMorgan Chase & Co.              CT’s hCue/FA             
 1/18/17  Donnelly John L                   4          Officer²    2:13K  JPMorgan Chase & Co.              CT’s hCue/FA             
 1/18/17  Bacon Ashley                      4          Officer²    1:10K  JPMorgan Chase & Co.              CT’s hCue/FA             
 1/18/17  Zames Matthew E                   4          Officer²    1:10K  JPMorgan Chase & Co.              CT’s hCue/FA             
 1/13/17  JPMorgan Chase & Co.              424B2                  1:270K                                   Davis Polk & … LLP 01/FA 
          JPMorgan Chase Financial Co. LLC
 1/13/17  JPMorgan Chase & Co.              8-K:8,9     1/13/17    4:164K                                   Donnelley … Solutions/FA 
 1/13/17  JPMorgan Chase & Co.              424B2                  1:1.2M                                   Doremus Fin… Printing/FA 
          JPMorgan Chase Financial Co. LLC
 1/13/17  JPMorgan Chase & Co.              424B2                  1:301K                                   Davis Polk & … LLP 01/FA 
          JPMorgan Chase Financial Co. LLC
 1/13/17  JPMorgan Chase & Co.              SC 13G/A               1:40K  Energizer Holdings, Inc.                                   
 1/13/17  JPMorgan Chase & Co.              SC 13G/A               1:39K  Silgan Holdings Inc.                                       
 1/13/17  JPMorgan Chase & Co.              SC 13G/A               1:40K  Brinker International, Inc.                                
 1/13/17  JPMorgan Chase & Co.              SC 13G/A               1:40K  OUTFRONT Media Inc.                                        
 1/13/17  JPMorgan Chase & Co.              SC 13G/A               1:40K  Axsome Therapeutics, Inc.                                  
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 ¹  Filing/Form Types: 
Type emoji
/A
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  424B2    Prospectus – Primary Offering or Shelf Securities.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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