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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/14/24 Anson Funds Management LP 13F-HR 3/31/24 2:64K Donnelley … Solutions/FA
4/29/24 Isun, Inc. 10-K/A 12/31/23 12:539K M2 Compliance LLC/FA
4/25/24 Isun, Inc. 8-K:5,8,9 4/25/24 12:314K M2 Compliance LLC/FA
4/24/24 Isun, Inc. 8-K:3,5,8,9 4/24/24 12:307K M2 Compliance LLC/FA
4/22/24 Isun, Inc. 8-K:5,7,9 4/22/24 11:242K M2 Compliance LLC/FA
4/16/24‡ Isun, Inc. 10-K 12/31/23 116:50M M2 Compliance LLC/FA
4/5/24 Anson Funds Management LP SC 13D/A 1:121K View, Inc. Donnelley … Solutions/FA
Amin Nathoo³
Anson Advisors Inc.³
Anson Management GP LLC³
Moez Kassam³
Tony Moore³
4/4/24 Anson Funds Management LP DFAN14A 1:22K Twilio Inc. Schulte Roth & Z… LLP/FA
4/1/24 Isun, Inc. NT 10-K 12/31/23 1:33K M2 Compliance LLC/FA
3/29/24 Zulkoski Robert J 3 Officer² 1:4K Isun, Inc. M2 Compliance LLC/FA
3/11/24 Isun, Inc. 8-K:1,5,7,9 3/11/24 12:930K M2 Compliance LLC/FA
3/1/24 Isun, Inc. 8-K:5 3/1/24 10:218K M2 Compliance LLC/FA
2/26/24 Anson Funds Management LP 4 10% Owner² 1:16K Trilogy Int’l Partners Inc. Donnelley … Solutions/FA
Anson Advisors Inc.
Anson Management GP LLC
Kassam Moez
Moore Tony
Nathoo Amin
2/23/24 Isun, Inc. DEFR14A 1:43K M2 Compliance LLC/FA
2/20/24 Isun, Inc. 8-K:5 2/16/24 10:196K M2 Compliance LLC/FA
2/20/24 Isun, Inc. DEFA14A 1:37K M2 Compliance LLC/FA
2/14/24 Anson Funds Management LP SC 13G 2:125K Isun, Inc. Donnelley … Solutions/FA
Amin Nathoo³
Anson Advisors Inc.³
Anson Management GP LLC³
Moez Kassam³
Tony Moore³
2/14/24 Anson Funds Management LP SC 13G 2:125K Spero Therapeutics, Inc. Donnelley … Solutions/FA
Amin Nathoo³
Anson Advisors Inc.³
Anson Management GP LLC³
Moez Kassam³
Tony Moore³
2/14/24 Anson Funds Management LP SC 13G 2:126K Inpixon Donnelley … Solutions/FA
Amin Nathoo³
Anson Advisors Inc.³
Anson Management GP LLC³
Moez Kassam³
Tony Moore³
2/14/24 Anson Funds Management LP SC 13G/A 2:126K Trilogy Int’l Partners Inc. Donnelley … Solutions/FA
Amin Nathoo³
Anson Advisors Inc.³
Anson Management GP LLC³
Moez Kassam³
Tony Moore³
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. | | DEFA14A | Definitive Additional Proxy Soliciting Material — Schedule 14A. | | DFAN14A | Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A. | | DEFR14A | Definitive Revised Proxy Soliciting Material — Schedule 14A. | | NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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