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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/14/24‡ CLS Holdings USA, Inc. 8-K:5 5/3/24 11:144K Federal Filings, LLC/FA
5/7/24‡ Tribeca Inv Partners Pty Ltd. SCH 13G/A 5/7/24 1:8K CLS Holdings USA, Inc.
5/7/24 Tribeca Inv Partners Pty Ltd. 4 10% Owner² 1:7K CLS Holdings USA, Inc.
5/3/24 CLS Holdings USA, Inc. 8-K:8 4/30/24 11:149K Federal Filings, LLC/FA
4/15/24 CLS Holdings USA, Inc. 10-Q 2/29/24 98:9.3M Federal Filings, LLC/FA
3/7/24 CLS Holdings USA, Inc. D 3/7/24 1:6K Federal Filings, LLC/FA
3/7/24 Magee Charlene 4 Officer² 1:5K CLS Holdings USA, Inc. Federal Filings, LLC/FA
3/7/24 Ramalho Joseph 3 Officer² 1:4K CLS Holdings USA, Inc. Federal Filings, LLC/FA
3/7/24 Monaco Dominick 3 Officer² 1:4K CLS Holdings USA, Inc. Federal Filings, LLC/FA
3/7/24 Dickson Jamie 3 Officer² 1:4K CLS Holdings USA, Inc. Federal Filings, LLC/FA
3/1/24 Glashow Andrew 4 Dir.,Off.² 1:6K CLS Holdings USA, Inc. Federal Filings, LLC/FA
2/26/24 CLS Holdings USA, Inc. 8-K:1,9 2/22/24 16:563K Federal Filings, LLC/FA
2/15/24 Haldan Patrick Stibbs SC 13D 1:48K CLS Holdings USA, Inc. Federal Filings, LLC/FA
2/12/24 Whitmore Ian SC 13D 1:43K CLS Holdings USA, Inc. Federal Filings, LLC/FA
2/7/24 CLS Holdings USA, Inc. 8-K:8,9 2/6/24 12:284K Federal Filings, LLC/FA
2/5/24‡ CLS Holdings USA, Inc. 8-K:1,5,9 2/1/24 16:488K Federal Filings, LLC/FA
1/18/24 CLS Holdings USA, Inc. 8-K:8,9 1/16/24 12:429K Federal Filings, LLC/FA
1/16/24 CLS Holdings USA, Inc. D 1/16/24 1:6K Federal Filings, LLC/FA
1/11/24 CLS Holdings USA, Inc. 10-Q 11/30/23 97:7.7M Federal Filings, LLC/FA
1/9/24‡ CLS Holdings USA, Inc. 8-K:2,3,9 11/29/23 13:214K Federal Filings, LLC/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-Q | Quarterly Report — Form 10-Q. | | D | Notice of an Exempt Offering of Securities — Form D. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SCH 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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