As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 1/27/20  Gebbia Gloria E                   4          D,%Own,Oth² 1:6K   Siebert Financial Corp.           Business Wire/FA         
 1/27/20  Kennedy Cabot Acquisition, LLC    4          %Own.,Oth.² 1:4K   Siebert Financial Corp.           Business Wire/FA         
 1/27/20  Siebert Financial Corp.           DEF 14C     1/27/20    1:857K                                   Business Wire/FA         

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¹	Filing/Form Types:  -Q
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	DEF 14C	Definitive Proxy Info Statement — Schedule 14C.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.