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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/12/11 NYSE American LLC 25-NSE© 2:24K Puda Coal, Inc.
9/1/11 Puda Coal, Inc. 8-K:8,9 8/30/11 2:55K Toppan Merrill/FA
8/25/11 Puda Coal, Inc. 8-K:4 8/19/11 1:20K Toppan Merrill/FA
8/25/11 SEC UPLOAD¶ 9/30/17 1:28K Puda Coal, Inc.
8/19/11 Puda Coal, Inc. CORRESP¶ 10/21/11 1:30K Toppan Merrill/FA
8/18/11 Puda Coal, Inc. 8-K/A:4,9 7/7/11 3:885K Toppan Merrill/FA
8/10/11 Puda Coal, Inc. 8-K:3,8,9 8/4/11 2:37K Toppan Merrill/FA
7/19/11‡ SEC UPLOAD¶ 9/30/17 1:44K Puda Coal, Inc.
7/18/11 Puda Coal, Inc. 8-K/A:4,9 7/14/11 2:155K Toppan Merrill/FA
7/14/11‡ Puda Coal, Inc. 8-K:4,8,9 7/7/11 3:87K Toppan Merrill/FA
6/24/11‡ Puda Coal, Inc. 8-K:3,8,9 6/20/11 2:40K Toppan Merrill/FA
5/2/11‡ Zhao Ming SC 13D 4/29/11 3:119K Puda Coal, Inc. Shearman & Sterling LLP
Yao Zhao³
4/29/11 Puda Coal, Inc. 8-K:5,8,9 4/27/11 3:878K Toppan Merrill/FA
4/12/11 Puda Coal, Inc. 8-K:1,8,9 4/6/11 2:41K Toppan Merrill/FA
3/16/11 Puda Coal, Inc. 10-K 12/31/10 6:2.6M Toppan Merrill/FA
3/15/11 Puda Coal, Inc. 8-K:2,9 3/14/11 2:391K Toppan Merrill/FA
2/24/11 Puda Coal, Inc. 8-K:2,9 2/17/11 1:37K Toppan Merrill/FA
1/18/11 Tang C Mark 4 Director² 1:4K Puda Coal, Inc. Toppan Merrill/FA
1/14/11 Puda Coal, Inc. 8-K:1,9 1/10/11 2:31K Toppan Merrill/FA
1/12/11 Tang C Mark 4 Director² 1:4K Puda Coal, Inc. Toppan Merrill/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. | | CORRESP | Comment-Response or Other Letter to the SEC. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | UPLOAD | Comment or Other Letter from the SEC. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ¶ | This Filing contains a delayed-release Document. | | © | This Filing was a Confirming copy. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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