| ____________ |
| † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET.
Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. |
| ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
| ¹ | Filing/Form Types: |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. |
| 10-K | Annual Report — Form 10-K. |
| 10-Q | Quarterly Report — Form 10-Q. |
| 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. |
| 424B4 | Prospectus – Info Previously Omitted & New Facts or Events. |
| DEF 14A | Definitive Proxy Statement — Schedule 14A. |
| EFFECT | SEC Notice of Effectiveness. |
| PRE 14C | Preliminary Proxy Info Statement — Schedule 14C. |
| S-1 | Registration Statement (General Form) — Form S-1. |
| S-1MEF | Registration Statement to Add Securities to a Prior Form S-1 Registration. |
| SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| © | This Filing was a Confirming copy. |
| ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
