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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/16/10 White Rock Capital Management LP SC 13G/A 1:129K Stamford Industrial Group, Inc. Akin Gump Str… Office/FA
Joseph U. Barton³
Thomas U. Barton³
White Rock Capital (TX), Inc.³
9/28/09 Stamford Industrial Group, Inc. 8-K:8 9/25/09 1:24K Toppan Merrill/FA
9/17/09 Stamford Industrial Group, Inc. 15-12G 9/17/09 1:15K Toppan Merrill/FA
9/17/09 Stamford Industrial Group, Inc. 8-K:8 9/17/09 1:24K Toppan Merrill/FA
9/14/09 Stamford Industrial Group, Inc. 8-K:1,2,8,9 9/14/09 2:44K Toppan Merrill/FA
8/28/09‡ Stamford Industrial Group, Inc. 8-K:5,9 8/26/09 3:62K Toppan Merrill/FA
8/17/09 Stamford Industrial Group, Inc. 8-K:2,9 8/17/09 2:325K Toppan Merrill/FA
8/17/09 Stamford Industrial Group, Inc. 10-Q 6/30/09 5:742K Toppan Merrill/FA
8/13/09 Stamford Industrial Group, Inc. 8-K:1,9 8/13/09 2:138K Toppan Merrill/FA
8/12/09 Stamford Industrial Group, Inc. 8-K:1,2,9 8/6/09 2:69K Toppan Merrill/FA
8/11/09 Stamford Industrial Group, Inc. NT 10-Q 6/30/09 1:32K Toppan Merrill/FA
7/23/09 Stamford Industrial Group, Inc. 8-K:2,8 7/23/09 1:27K Toppan Merrill/FA
7/2/09 Sokolow Nicolas 4 Director² 1:5K Stamford Industrial Group, Inc. Toppan Merrill/FA
7/2/09 Jones David Avren 4 Director² 1:5K Stamford Industrial Group, Inc. Toppan Merrill/FA
7/2/09‡ Stamford Industrial Group, Inc. 8-K:2 6/30/09 1:29K Toppan Merrill/FA
5/26/09 Stamford Industrial Group, Inc. ARS 12/31/08 1:2K SEC #7
5/11/09 Stamford Industrial Group, Inc. 10-Q 3/31/09 5:655K Toppan Merrill/FA
5/11/09 Stamford Industrial Group, Inc. 8-K:2,9 5/11/09 2:214K Toppan Merrill/FA
4/30/09 Stamford Industrial Group, Inc. DEF 14A 6/23/09 1:786K Toppan Merrill/FA
3/16/09 Stamford Industrial Group, Inc. 10-K 12/31/08 8:2.3M Toppan Merrill/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -U | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 10-Q | Quarterly Report — Form 10-Q. | | 15-12G | Certification of a Termination of Registration of a Class of Securities — Form 15. | | ARS | Annual Report to Security Holders. | | DEF 14A | Definitive Proxy Statement — Schedule 14A. | | NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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