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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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1/25/13‡ Crossroads Systems Inc. 10-K 10/31/12 80:5.5M Toppan Merrill/FA
11/2/12 Pearce Don 4 Director² 1:4K Crossroads Systems Inc. SEC Connect
11/2/12 Brackett Elliott 4 Director² 1:4K Crossroads Systems Inc. SEC Connect
11/2/12 Hartnett Joseph J 4 Director² 1:4K Crossroads Systems Inc. SEC Connect
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -Q | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 10-K | Annual Report — Form 10-K. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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