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Documents Incorporated by Reference in ‘PREM14A’ Filing 1140361-19-20983 · Filed re: Thursday, 1/2/14
2
JAN


        

13  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/15/14  Link Jr. Charles J                4/A        Dir.,Off.²  1:6K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
 1/15/14  Vahanian Nicholas N.              4/A        Officer²    1:6K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Raffin Thomas A.                  4          Director²   1:4K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Link Gordon H Jr.                 4          Officer²    1:6K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Link Jr. Charles J                4          Dir.,Off.²  1:11K  Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Zoth Lota S.                      4          Director²   1:4K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Talarico Ernest III               4          Director²   1:5K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Vahanian Nicholas N.              4          Officer²    1:8K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Wiley Brian                       4          Officer²    1:6K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Langren Carl W.                   4          Officer²    1:8K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Saluri Joseph                     4          Director²   1:4K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Edick Paul R                      4          Director²   1:4K   Lumos Pharma, Inc.                Lumos Pharma, Inc.       
  1/6/14  Ramsey William J.                 4          Officer²    1:11K  Lumos Pharma, Inc.                Lumos Pharma, Inc.       
____________
 ¹  Filing/Form Type: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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