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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/7/21 Kalenka Robert F 4 Officer² 1:4K Broadridge Fin’l Solutions, Inc. CT’s hCue/FA
5/7/21‡ Broadridge Fin’l Solutions, Inc. 8-K:1,8,9 5/6/21 12:527K Broadridge Fin’l So… Inc
5/6/21 Broadridge Fin’l Solutions, Inc. FWP 1:17K Broadridge Fin’l Solutions, Inc. Broadridge Fin’l So… Inc
5/6/21 Broadridge Fin’l Solutions, Inc. 424B5 1:1.5M Broadridge Fin’l So… Inc
5/6/21 Broadridge Fin’l Solutions, Inc. 8-K:8,9 5/6/21 13:1.5M Broadridge Fin’l So… Inc
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 424B5 | Prospectus – Primary Offering or Shelf Securities – New Facts or Events. | | FWP | Prospectus – Free Writing. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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