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Documents Incorporated by Reference in ‘POS AM’ Filing 1104659-19-58705 · Filed re: Friday, 11/1/19
1
NOV


        

16  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 11/5/19  Freidheim Stephen C               4          Dir.,%Own.² 2:20K  NRC Group Holdings Corp.          Donnelley Fin’l S… 06/FA 
          Cyrus Capital Partners GP, LLC
          Cyrus Capital Partners, L.P.
          SBTS, LLC
 11/1/19  NYSE American LLC                 25-NSE      11/1/19    2:5K   NRC Group Holdings Corp.                                   
 11/1/19  NYSE American LLC                 25-NSE      11/1/19    2:4K   NRC Group Holdings Corp.                                   
 11/1/19  Swinbank Christian T.             4          Officer²    1:6K   NRC Group Holdings Corp.          EdgarAgents LLC/FA       
 11/1/19  Peterson Joseph J.                4          Officer²    1:6K   NRC Group Holdings Corp.          EdgarAgents LLC/FA       
 11/1/19  Oneil James F                     4          Director²   1:7K   NRC Group Holdings Corp.          EdgarAgents LLC/FA       
 11/1/19  JFL GP Investors IV, LLC          4          Dir.,%Own.² 1:12K  NRC Group Holdings Corp.          EdgarAgents LLC/FA       
          JFL Equity Investors IV, L.P.
          JFL-NRCG Holdings IV, LLC
 11/1/19  JFL-NRCG Annex Fund, L.P.         4          Dir.,%Own.² 1:12K  NRC Group Holdings Corp.          EdgarAgents LLC/FA       
          JFL-NRCG Holdings III, LLC
 11/1/19  JFL GP Investors III, LLC         4          Dir.,%Own.² 1:24K  NRC Group Holdings Corp.          EdgarAgents LLC/FA       
          JFL AIV Investors III-JA, L.P.
          JFL-NRC (JA) Holdings, LLC
          JFL-NRC Int. (JA) Holdings, LLC
          JFL-NRC Partners, LLC
          JFL-NRC-SES Partners, LLC
          JFL-SES (JA) Holdings, LLC
          JFL-SES Holdings, LLC
          JFL-SES Int. (JA) Holdings, LLC
          JFL-SES Partners, LLC
 11/1/19  Hennessy Daniel J                 4          Director²   1:7K   NRC Group Holdings Corp.          EdgarAgents LLC/FA       
 11/1/19  Glickman Donald                   4          Director²   1:5K   NRC Group Holdings Corp.          EdgarAgents LLC/FA       
 11/1/19  Bayer Michael J                   4          Director²   1:5K   NRC Group Holdings Corp.          EdgarAgents LLC/FA       
 11/1/19  Baumgardner James R               4          Director²   1:7K   NRC Group Holdings Corp.          EdgarAgents LLC/FA       
 11/1/19  NRC Group Holdings Corp.          POS AM                 1:29K                                    Toppan Merrill/FA        
 11/1/19  NRC Group Holdings Corp.          S-8 POS     11/1/19    1:24K                                    Toppan Merrill/FA        
 11/1/19  NRC Group Holdings Corp.          8-K:1,2,3,5 11/1/19    2:63K                                    EdgarAgents LLC/FA       
____________
 ¹  Filing/Form Types: 
Type emoji
/A
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  25-NSE    Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25.
  POS AM    Post-Effective Amendment of a Registration Statement.
  S-8 POS    Post-Effective Amendment of a Form S-8 Registration.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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