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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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7/21/20 CareMax, Inc. 8-K:1,3,5,8 7/16/20 13:943K Toppan Merrill/FA
7/16/20‡ CareMax, Inc. EFFECT 7/16/20 1:2K SEC #5
7/16/20 Flynn James E 3 D,%Own,Oth² 2:32K CareMax, Inc. Toppan Merrill/FA
Deerfield Management Co., L.P. (Series C)
Deerfield Mgmt L.P.
Deerfield Partners, L.P.
7/16/20 DFHTA Sponsor LLC 3 Dir.,%Own.² 4:32K CareMax, Inc. Toppan Merrill/FA
Atinsky Lawrence
7/16/20 Wolfe Chris 3 Officer² 2:10K CareMax, Inc. Toppan Merrill/FA
7/16/20 Shulkin David 3 Director² 2:11K CareMax, Inc. Toppan Merrill/FA
7/16/20 Hochberg Steven 3 D,O,%Owner² 2:11K CareMax, Inc. Toppan Merrill/FA
7/16/20 Grais Linda 3 Director² 2:11K CareMax, Inc. Toppan Merrill/FA
7/16/20 Fitzgerald Peter J. 3 Director² 2:11K CareMax, Inc. Toppan Merrill/FA
7/16/20 Barasch Richard A 3 Dir.,Off.² 2:9K CareMax, Inc. Toppan Merrill/FA
7/16/20‡ CareMax, Inc. 8-A12B 7/15/20 1:23K Toppan Merrill/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 8-A12B | Registration Statement for a Class of Securities — Form 8-A. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | EFFECT | SEC Notice of Effectiveness. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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