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Documents Incorporated by Reference in ‘PREM14A’ Filing 1104659-21-5586 · Filed re: Thursday, 7/16/20
16
JUL


        

11  Filings
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 ·  Click on a Filing/Form Type¹
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-K to view it
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 7/21/20  CareMax, Inc.                     8-K:1,3,5,8 7/16/20   13:943K                                   Toppan Merrill/FA        
 7/16/20 CareMax, Inc.                     EFFECT      7/16/20    1:2K                                     SEC #5                   
 7/16/20  Flynn James E                     3          D,%Own,Oth² 2:32K  CareMax, Inc.                     Toppan Merrill/FA        
          Deerfield Management Co., L.P. (Series C)
          Deerfield Mgmt L.P.
          Deerfield Partners, L.P.
 7/16/20  DFHTA Sponsor LLC                 3          Dir.,%Own.² 4:32K  CareMax, Inc.                     Toppan Merrill/FA        
          Atinsky Lawrence
 7/16/20  Wolfe Chris                       3          Officer²    2:10K  CareMax, Inc.                     Toppan Merrill/FA        
 7/16/20  Shulkin David                     3          Director²   2:11K  CareMax, Inc.                     Toppan Merrill/FA        
 7/16/20  Hochberg Steven                   3          D,O,%Owner² 2:11K  CareMax, Inc.                     Toppan Merrill/FA        
 7/16/20  Grais Linda                       3          Director²   2:11K  CareMax, Inc.                     Toppan Merrill/FA        
 7/16/20  Fitzgerald Peter J.               3          Director²   2:11K  CareMax, Inc.                     Toppan Merrill/FA        
 7/16/20  Barasch Richard A                 3          Dir.,Off.²  2:9K   CareMax, Inc.                     Toppan Merrill/FA        
 7/16/20CareMax, Inc.                     8-A12B      7/15/20    1:23K                                    Toppan Merrill/FA        
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  8-A12B    Registration Statement for a Class of Securities — Form 8-A.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  EFFECT    SEC Notice of Effectiveness.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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