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Filings re: Registrant of ‘S-8’ Filing 1104659-23-50421


        

158  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  5/9/24  Alliance Entertainment Hold… Corp 424B3                  1:658K                                   Toppan Merrill/FA        
  5/9/24  Alliance Entertainment Hold… Corp 8-K:7,9      5/9/24   12:11M                                    Toppan Merrill/FA        
  5/9/24  Alliance Entertainment Hold… Corp 10-Q        3/31/24   90:7.9M                                   Toppan Merrill/FA2       
 4/25/24  Ogilvie Bruce A Jr.               4          Director²   1:6K   Alliance Entertainment Hold… Corp Toppan Merrill/FA        
 2/14/24  Radcliffe Capital Mgmt, L.P.      SC 13G/A               1:123K Alliance Entertainment Hold… Corp Toppan Merrill/FA        
          Christopher L. Hinkel³
          RGC Management Co., LLC³
          Steven B. Katznelson³
 2/13/24  Alliance Entertainment Hold… Corp 424B3                  1:727K                                   Toppan Merrill/FA        
  2/8/24  Alliance Entertainment Hold… Corp 10-Q       12/31/23   91:7.6M                                   Toppan Merrill/FA2       
  2/2/24  Hudson Bay Capital Management LP  SC 13G/A               1:53K  Alliance Entertainment Hold… Corp                          
 1/11/24  Alliance Entertainment Hold… Corp 8-K:3        1/5/24   11:242K                                   Toppan Merrill/FA        
  1/8/24  Alliance Entertainment Hold… Corp 8-K:7,9      1/8/24   12:8.3M                                   Toppan Merrill/FA        
12/26/23  Alliance Entertainment Hold… Corp 8-K:1,9    12/21/23   13:2M                                     Toppan Merrill/FA        
11/14/23  Alliance Entertainment Hold… Corp 424B3                  1:988K                                   Toppan Merrill/FA        
11/14/23  Alliance Entertainment Hold… Corp 424B3                  1:38K                                    Toppan Merrill/FA        
11/13/23  Alliance Entertainment Hold… Corp 8-K:7,9    11/10/23   12:8.4M                                   Toppan Merrill/FA        
 11/9/23  Alliance Entertainment Hold… Corp 10-Q        9/30/23   88:6.7M                                   Toppan Merrill/FA2       
10/31/23 Alliance Entertainment Hold… Corp EFFECT     10/31/23    1:2K                                     SEC #5                   
10/26/23  Alliance Entertainment Hold… Corp 8-K:5,9    10/24/23   11:245K                                   Toppan Merrill/FA        
10/23/23  Alliance Entertainment Hold… Corp POS AM                 2:37K                                    Toppan Merrill/FA        
10/23/23  Alliance Entertainment Hold… Corp 424B3                  1:1.6M                                   Toppan Merrill/FA        
10/19/23Alliance Entertainment Hold… Corp 424B3                  1:7.4M                                   Toppan Merrill/FA        
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
/A
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-Q    Quarterly Report — Form 10-Q.
  424B3    Prospectus – New Facts or Events.
  EFFECT    SEC Notice of Effectiveness.
  POS AM    Post-Effective Amendment of a Registration Statement.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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