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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/28/16 Capitala Private Credit Fd I, LP 40-APP/A 1:120K Toppan Merrill/FA
Capitala Finance Corp.
Capitala Investment Advisors, LLC
Capitalsouth Partners Fund II LP
CapitalSouth Partners SBIC Fund III, L.P.
2/26/16 Logan Ridge Finance Corp. 40-APP/A 1:117K Toppan Merrill/FA
Capitala Investment Advisors, LLC
Capitala Private Credit Fund I, L.P.
Capitalsouth Partners Fund II LP
CapitalSouth Partners SBIC Fund III, L.P.
9/10/15‡ Logan Ridge Finance Corp. 40-APP 1:115K Toppan Merrill/FA
Capitala Investment Advisors, LLC
Capitala Private Credit Fund I, L.P.
Capitalsouth Partners Fund II LP
CapitalSouth Partners SBIC Fund III, L.P.
6/4/14 CapitalSouth Partners SBI… III LP RW 1:7K Toppan Merrill/FA
5/19/14 Capitalsouth Partners Fund II LP 40-APP/A 1:244K Toppan Merrill/FA
Capitala Finance Corp.
Capitala Investment Advisors, LLC
CapitalSouth Partners F-II, LLC
CapitalSouth Partners Florida Sidecar Fund I, L.P.
CapitalSouth Partners SBIC F-III, LLC
CapitalSouth Partners SBIC Fund III, L.P.
CSP-Mezzanine Fund I, LLC
5/12/14 Logan Ridge Finance Corp. 10-Q 3/31/14 5:1.4M Toppan Merrill/FA
Capitalsouth Partners Fund II LP
CapitalSouth Partners SBIC Fund III, L.P.
4/17/14 Capitalsouth Partners Fund II LP 40-APP/A 1:244K Toppan Merrill/FA
Capitala Finance Corp.
Capitala Investment Advisors, LLC
CapitalSouth Partners F-II, LLC
CapitalSouth Partners Florida Sidecar Fund I, L.P.
CapitalSouth Partners SBIC F-III, LLC
CapitalSouth Partners SBIC Fund III, L.P.
CSP-Mezzanine Fund I, LLC
3/31/14 Logan Ridge Finance Corp. 40-APP/A 2:505K Donnelley … Solutions/FA
Capitala Investment Advisors, LLC
CapitalSouth Partners F-II, LLC
CapitalSouth Partners Florida Sidecar Fund I, L.P.
Capitalsouth Partners Fund II LP
CapitalSouth Partners SBIC F-III, LLC
CapitalSouth Partners SBIC Fund III, L.P.
CSP-Mezzanine Fund I, LLC
3/28/14 Logan Ridge Finance Corp. 10-K 12/31/13 6:2.3M Toppan Merrill/FA
Capitalsouth Partners Fund II LP
CapitalSouth Partners SBIC Fund III, L.P.
11/19/13 Logan Ridge Finance Corp. 40-APP 1:220K Donnelley … Solutions/FA
Capitala Investment Advisors, LLC
CapitalSouth Partners F-II, LLC
Capitalsouth Partners Fund II LP
CapitalSouth Partners SBIC F-III, LLC
CapitalSouth Partners SBIC Fund III, L.P.
11/14/13 Logan Ridge Finance Corp. 10-Q 9/30/13 5:1.2M Donnelley … Solutions/FA
Capitalsouth Partners Fund II LP
CapitalSouth Partners SBIC Fund III, L.P.
9/30/13 Capitalsouth Partners Fund II LP 497AD 1:8K Donnelley … Solutions/FA
CapitalSouth Partners SBIC Fund III, L.P.
9/25/13 Capitalsouth Partners Fund II LP 497 9/25/13 1:5M Donnelley … Solutions/FA
CapitalSouth Partners SBIC Fund III, L.P.
9/25/13 Capitalsouth Partners Fund II LP 497AD 1:9K Donnelley … Solutions/FA
CapitalSouth Partners SBIC Fund III, L.P.
9/24/13‡ CapitalSouth Partners SBI… III LP EFFECT 9/24/13 1:2K SEC #5
9/24/13 CapitalSouth Partners SBI… III LP N-54A 1:12K Donnelley … Solutions/FA
9/24/13 CapitalSouth Partners SBI… III LP 8-A12G 1:15K Donnelley … Solutions/FA
9/24/13 Capitalsouth Partners Fund II LP N-5/A 13:1.3M Donnelley … Solutions/FA
CapitalSouth Partners SBIC Fund III, L.P.
9/24/13 Capitalsouth Partners Fund II LP CORRESP¶ 7/21/14 1:14K Donnelley … Solutions/FA
Capitala Finance Corp.
CapitalSouth Partners SBIC Fund III, L.P.
9/24/13 Capitalsouth Partners Fund II LP CORRESP¶ 7/21/14 1:14K Donnelley … Solutions/FA
Capitala Finance Corp.
CapitalSouth Partners SBIC Fund III, L.P.
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: /A | | 8-A12G | Registration Statement for a Class of Securities — Form 8-A. | | 10-K | Annual Report — Form 10-K. | | 10-Q | Quarterly Report — Form 10-Q. | | 40-APP | Application for an Exemption Order or Other Relief by an Investment Company. | | 497 | Definitive Material. | | 497AD | Advertising by an Investment Company. | | CORRESP | Comment-Response or Other Letter to the SEC. | | EFFECT | SEC Notice of Effectiveness. | | N-5 | Registration Statement by a Small Business Investment Company (SBIC) — Form N-5. | | N-54A | Notice of Election by a Business Development Company (BDC) — Form N-54A. | | RW | Registration Withdrawal Request. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ¶ | This Filing contains a delayed-release Document. |
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