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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4:29pm† PLBY Group, Inc. S-8 5/10/24 4:84K E-Data Systems, Inc./FA
5/9/24 JPMorgan Chase Bank N… Depositary F-6EF 4:142K Nippon Sanso Holdings Corp./ADR E-Data Systems, Inc./FA
5/9/24 Citibank, N.A./ADR F-6 3:573K Super Hi Int’l Holding Ltd. E-Data Systems, Inc./FA
5/9/24 Whitefort Capital Management, LP SC 13D 2:214K Arbutus Biopharma Corp. E-Data Systems, Inc./FA
5/8/24 electroCore, Inc. D 5/8/24 1:10K E-Data Systems, Inc./FA
5/8/24 Arcturus Theraps Holdings Inc. 8-K:2,9 5/8/24 11:289K E-Data Systems, Inc./FA
5/8/24 JPMorgan Chase Bank N… Depositary F-6EF 4:140K Sunny Optical Tech (Gp) … Ltd/ADR E-Data Systems, Inc./FA
5/8/24 Citibank, N.A./ADR F-6 3:557K Iberdrola, S.A. E-Data Systems, Inc./FA
5/8/24 Immunic, Inc. 8-K:2,8,9 5/8/24 12:3.8M E-Data Systems, Inc./FA
5/7/24 Greenidge Generation Holdings Inc 10-K/A 12/31/23 13:705K E-Data Systems, Inc./FA
5/6/24 Katz Adam J 4 Director² 1:6K Barnes Group Inc. E-Data Systems, Inc./FA
5/6/24 Shah Capital Management PREC14A 1:311K Novavax Inc. E-Data Systems, Inc./FA
5/3/24 Steel Connect, Inc. 8-K:1,9 5/1/24 12:282K E-Data Systems, Inc./FA
5/3/24 Citibank, N.A./ADR F-6EF 4:137K Nippon Sanso Holdings Corp./ADR E-Data Systems, Inc./FA
5/3/24 Citibank, N.A./ADR F-6EF 4:107K Schneider Electric SA/ADR E-Data Systems, Inc./FA
5/2/24‡ Starboard Value LP SC 13D/A 5/2/24 1:639K GoDaddy Inc. E-Data Systems, Inc./FA
4/30/24 Immunic, Inc. 424B3 1:215K E-Data Systems, Inc./FA
4/30/24 Wisekey Int’l Holding S.A. 6-K 4/30/24 2:37K E-Data Systems, Inc./FA
4/29/24 JPMorgan Chase Bank N… Depositary F-6EF 4/30/24 4:138K AIB Group plc/ADR E-Data Systems, Inc./FA
4/29/24 Wisekey Int’l Holding S.A. NT 20-F 12/31/23 1:25K E-Data Systems, Inc./FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 424B3 | Prospectus – New Facts or Events. | | D | Notice of an Exempt Offering of Securities — Form D. | | F-6 | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6. | | F-6EF | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6. | | NT 20-F | Notice of a Late Filing of a Form 20-F Annual Report — Form 12b-25. | | PREC14A | Preliminary Proxy Statement – Contested Solicitation — Schedule 14A. | | S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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