SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Phipps Charles H  
 TX


        

39  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
11/18/15  Phipps Charles H                  4          %Own.,Oth.² 1:22K  Xtera Communications, Inc.        Section16 Direct/FA      
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
11/12/15  Phipps Charles H                  3          %Own.,Oth.² 1:17K  Xtera Communications, Inc.        Section16 Direct/FA      
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
10/18/12  Sturiale Nicholas G               4          Dir.,%Own.² 1:26K  Splunk Inc.                       Section16 Direct/FA      
          Bayless Jon W
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Schuele Alan R
  8/1/12  Sturiale Nicholas G               4          Dir.,%Own.² 1:14K  Splunk Inc.                       Section16 Direct/FA      
          Bayless Jon W
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Schuele Alan R
 7/25/12  Sturiale Nicholas G               4          Dir.,%Own.² 2:16K  Splunk Inc.                       Section16 Direct/FA      
          Bayless Jon W
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Schuele Alan R
 4/24/12  Bayless Jon W                     4          10% Owner²  1:19K  Splunk Inc.                       Section16 Direct/FA      
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Schuele Alan R
 4/18/12  Bayless Jon W                     3          10% Owner²  1:16K  Splunk Inc.                       Section16 Direct/FA      
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Schuele Alan R
  2/1/12  Bayless Jon W                     4          10% Owner²  1:16K  Tangoe Inc.                       Section16 Direct/FA      
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Phipps Charles H
          Schuele Alan R
 1/31/12  Phipps Charles H                  4          10% Owner²  1:9K   Tangoe Inc.                       Section16 Direct/FA      
  8/2/11  Bayless Jon W                     4          10% Owner²  1:20K  Tangoe Inc.                       Section16 Direct/FA      
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Phipps Charles H
          Schuele Alan R
 7/26/11  Bayless Jon W                     3          Dir.,%Own.² 1:16K  Tangoe Inc.                       Section16 Direct/FA      
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Schuele Alan R
10/29/04  Bayless Jon W                     3/A        Dir.,%Own.² 1:18K  Cytokinetics Inc.                 Toppan Merrill/FA        
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Schuele Alan R
          Shrigley David A
 7/15/04  Bayless Jon W                     4          Other²      1:21K  Netlogic Microsystems Inc.        Toppan Merrill/FA        
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Schuele Alan R
          Shrigley David A
  7/8/04  Bayless Jon W                     3          10% Owner²  1:15K  Netlogic Microsystems Inc.        Toppan Merrill/FA        
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Schuele Alan R
          Shrigley David A
 4/29/04  Schuele Alan R                    4          10% Owner²  1:20K  Cytokinetics Inc.                 Toppan Merrill/FA        
          Bayless Jon W
          Domenik Stephen L
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Shrigley David A
 4/28/04  Bayless Jon W                     3          Dir.,%Own.² 1:17K  Cytokinetics Inc.                 Toppan Merrill/FA        
          Domenik Stephen L
          Dow Stephen M
          Jaggers John V
          Kimzey Jackie R
          Phipps Charles H
          Schuele Alan R
          Shrigley David A
11/12/03  Phipps Charles H                  4          Director²   1:11K  T/R Systems Inc.                  Toppan Merrill/FA        
 5/27/03  Phipps Charles H                  4          Director²   1:4K   T/R Systems Inc.                  Toppan Merrill/FA        
  2/4/00  Phipps Charles H                  SC 13G                 2:20K  T/R Systems Inc.                  Bowne of Atlanta Inc./FA 
          John V. Jaggers³
          Jon W. Bayless³
          Phipps Charles H³
          Sevin Rosen Fund IV L.P.³
          SRB Associates IV L.P.³
          Stephen M. Dow³
  9/3/98  Phipps Charles H                  4          Director²   1:6K   Benchmarq Microelectronics Inc.   Kelley Drye & Warren/FA  
____________
 ¹  Filing/Form Types: 
Type emoji
/A
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
Page:  
Page 1 emoji
  2   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., May 17, 11:14:40.4pm ET