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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/27/24 Hyde Park Capital Advisors, LLC FOCUSN 12/31/23 1:2K SEC #7
2/27/24‡ Cboe EDGX Exchange, Inc. 19B-4E 2/27/24 1:2K SEC #7
2/27/24‡ Cboe EDGA Exchange, Inc. 19B-4E 2/27/24 1:2K SEC #7
2/27/24‡ Cboe BZX Exchange, Inc. 19B-4E 2/27/24 1:2K SEC #7
2/27/24 Idb Capital Corp. FOCUSN 12/31/23 1:2K SEC #7
2/27/24 Fidx Markets LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Optiver Execution Services LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Ninth Eternity Securities LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Metric Point Capital, LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Canam Investor Services, LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Bentallgreenoak RE US LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 7M Securities, LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Saybrus Equity Services, LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Valor Financial Securities LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Cedar Point Capital, LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Welcome Life Securities, LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Scott T. Taylor, Ltd. X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Tradelink Securities, LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Glen Eagle Wealth, LLC X-17A-5 12/31/23 1:2K SEC #7
2/27/24 Bluefin Research Partners, Inc. X-17A-5 12/31/23 1:2K SEC #7
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
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