As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

  2/1/23  Exos Securities LLC               FOCUSN     12/31/22    1:2K                                     SEC #7                   
  2/1/23  Exos Securities LLC               X-17A-5    11/30/22    1:2K                                     SEC #7                   
  2/1/23  Thomaslloyd Capital LLC           X-17A-5    12/31/22    1:2K                                     SEC #7                   
  2/1/23  The GMS Group, LLC                MA-A       12/31/22    1:36K                                                             
  2/1/23  Concourse Fin’l Group Secs, Inc.  MA/A        2/15/23    1:72K                                                             
  2/1/23  Metals Acquisition Ltd.           SEC LETTER   2/9/23    1:257K                                   SEC #7                   
  2/1/23  Valxchange Inc.                   TA-W         4/2/23    1:3K                                                              
  2/1/23  Bank of Nova Scotia               SBSE-A/A     2/7/23    7:5.2M                                                            
  2/1/23  Nasdaq Stock Market LLC           25-NSE       2/1/23    2:3K   DTRT Health Acquisition Corp.                              
  2/1/23  MBC Total Private Markets Acc… Fd N-2          2/2/23    4:1M                                     FilePoint/FA             
  2/1/23‡ Shuttle Pharmas Holdings, Inc.    EFFECT       2/1/23    1:2K                                     SEC #5                   
  2/1/23‡ Altus Power, Inc.                 EFFECT       2/1/23    1:2K                                     SEC #5                   
  2/1/23‡ Ideanomics, Inc.                  EFFECT       2/1/23    1:2K                                     SEC #5                   
  2/1/23‡ Rubicon Technologies, Inc.        EFFECT       2/1/23    1:2K                                     SEC #5                   
  2/1/23‡ Invesco Unit Trusts Series 2267   EFFECT       2/1/23    1:2K                                     SEC #5                   
  2/1/23‡ Neptune Wellness Solutions Inc.   EFFECT       2/1/23    1:2K                                     SEC #5                   
  2/1/23‡ SANUWAVE Health, Inc.             EFFECT       2/1/23    1:2K                                     SEC #5                   
  2/1/23‡ Lincoln National Life Ins Co./IN  EFFECT       2/1/23    1:2K                                     SEC #5                   
  2/1/23‡ Micro Focus International plc     EFFECT       2/1/23    1:2K                                     SEC #5                   
  2/1/23‡ Rubicon Technologies, Inc.        EFFECT       2/1/23    1:2K                                     SEC #5                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  -K
	25-NSE	Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25.
	EFFECT	SEC Notice of Effectiveness.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	MA	Application for Registration by a Municipal Advisor — Form MA.
	MA-A	Annual Update of Registration by a Municipal Advisor — Form MA.
	N-2	Registration Statement by a Closed-End Investment Company — Form N-2.
	SBSE-A	Application for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant that is Registered or Registering with the CFTC as such — Form SBSE-A.
	SEC LETTER	SEC Staff Letter – SEC Comment, No-Action, Redacted Exhibit, Serious Deficiencies or Uncategorized Letter.
	TA-W	Notice of a Withdrawal from Registration by a Transfer Agent — Form TA-W.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.