As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 7/13/22  Nasdaq Stock Market LLC           19B-4E      7/13/22    1:2K                                     SEC #7                   
 7/13/22  Cboe EDGX Exchange, Inc.          19B-4E      7/13/22    1:2K                                     SEC #7                   
 7/13/22  Cboe EDGA Exchange, Inc.          19B-4E      7/13/22    1:2K                                     SEC #7                   
 7/13/22  Cboe BZX Exchange, Inc.           19B-4E      7/13/22    1:2K                                     SEC #7                   
 7/13/22  Cboe BYX Exchange, Inc.           19B-4E      7/13/22    1:2K                                     SEC #7                   
 7/13/22  Blue Rose Capital Advisors, LLC   MA/A        7/20/22    1:18K                                                             
 7/13/22  Masterworks Transfer Svcs, LLC    TA-W        9/11/22    1:3K                                     M2 Compliance LLC/FA     
 7/13/22  Radoff Bradley Louis              DEFC14A     7/14/22    1:284K Rocky Mountain Chocolate Fac… Inc Olshan Frome Wolosky LLP 
 7/13/22‡ Century Therapeutics, Inc.        EFFECT      7/13/22    1:2K                                     SEC #5                   
 7/13/22‡ Transphorm, Inc.                  EFFECT      7/13/22    1:2K                                     SEC #5                   
 7/13/22‡ Maxlinear, Inc.                   EFFECT      7/13/22    1:2K                                     SEC #5                   
 7/13/22‡ SIGNA Sports United N.V.          EFFECT      7/13/22    1:2K                                     SEC #5                   
 7/13/22‡ Tidal Trust II                    EFFECT      7/13/22    1:3K                                     SEC #5                   
          → Carbon Collective Climate Solutions U.S. Equity ETF
 7/13/22‡ D-Wave Quantum Inc.               EFFECT      7/13/22    1:2K                                     SEC #5                   
 7/13/22‡ GTY Technology Holdings Inc.      EFFECT      7/13/22    1:2K                                     SEC #5                   
 7/13/22‡ Ra Medical Systems, Inc.          EFFECT      7/13/22    1:2K                                     SEC #5                   
 7/13/22‡ CWS Investments Inc.              QUALIF      7/13/22    1:2K                                     SEC #4                   
 7/13/22‡ Astra Space, Inc.                 EFFECT      7/13/22    1:2K                                     SEC #5                   
 7/13/22‡ GTY Technology Holdings Inc.      EFFECT      7/13/22    1:2K                                     SEC #5                   
 7/13/22‡ Monte Rosa Therapeutics, Inc.     EFFECT      7/13/22    1:2K                                     SEC #5                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	DEFC14A	Definitive Proxy Statement – Contested Solicitation — Schedule 14A.
	EFFECT	SEC Notice of Effectiveness.
	MA	Application for Registration by a Municipal Advisor — Form MA.
	QUALIF	SEC Notice of Qualification.
	TA-W	Notice of a Withdrawal from Registration by a Transfer Agent — Form TA-W.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
→	Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.