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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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6/21/22 MSA Professional Services, Inc. MA/A 7/12/22 1:27K
6/21/22 Cboe EDGX Exchange, Inc. 19B-4E 6/21/22 1:2K SEC #7
6/21/22 Cboe EDGA Exchange, Inc. 19B-4E 6/21/22 1:2K SEC #7
6/21/22 Cboe BZX Exchange, Inc. 19B-4E 6/21/22 1:2K SEC #7
6/21/22 Cboe BYX Exchange, Inc. 19B-4E 6/21/22 1:2K SEC #7
6/21/22 Cboe EDGX Exchange, Inc. 19B-4E 6/21/22 1:2K SEC #7
6/21/22 Cboe EDGA Exchange, Inc. 19B-4E 6/21/22 1:2K SEC #7
6/21/22 Cboe BZX Exchange, Inc. 19B-4E 6/21/22 1:2K SEC #7
6/21/22 Cboe BYX Exchange, Inc. 19B-4E 6/21/22 1:2K SEC #7
6/21/22 Rubius Therapeutics, Inc. DEF 14A 7/7/22 1:1.4M Toppan Merrill/FA
6/21/22‡ Bluerock High Income Inst’l C… Fd EFFECT 6/21/22 1:2K SEC #5
6/21/22 Cannell Capital LLC SC 13D 6/22/22 1:73K Neuronetics, Inc.
6/21/22 Bitwise 10 Crypto Index Fund SEC LETTER 6/22/22 1:268K SEC #7
6/21/22 Tijerina Galvan Lawrence LLC MA-I/A 6/22/22 1:10K
Jose Emmanuel Razo³
6/21/22 Wulff, Hansen & Co. MA-I/A 6/22/22 1:11K
Robert John Pankratz³
6/21/22 Stifel, Nicolaus & Co., Inc. MA-I/A 6/22/22 1:13K
Steven Britton Mahr³
6/21/22 Fieldman, Rolapp & Assocs, Inc. MA-I/A 6/22/22 1:10K
Rachel Chiehyi Chang-Kwei³
6/21/22‡ Business Warrior Corp. EFFECT 6/21/22 1:2K SEC #5
6/21/22‡ Super League Gaming, Inc. EFFECT 6/21/22 1:2K SEC #5
6/21/22‡ First Bancshares Inc./MS EFFECT 6/21/22 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | DEF 14A | Definitive Proxy Statement — Schedule 14A. | | EFFECT | SEC Notice of Effectiveness. | | MA | Application for Registration by a Municipal Advisor — Form MA. | | MA-I | Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SEC LETTER | SEC Staff Letter – SEC Comment, No-Action, Redacted Exhibit, Serious Deficiencies or Uncategorized Letter. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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