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Filed as of Wednesday, 2/16/22
16
FEB


        

2,877  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 2/16/22 Dunn Securities, LLC              X-17A-5/A  12/31/21    1:2K                                     SEC #7                   
 2/16/22  Shareholders Service Group, Inc.  FOCUSN     12/31/21    1:2K                                     SEC #7                   
 2/16/22  Pacific Century Securities, LLC   X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Cimas LLC                         X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Shareholders Service Group, Inc.  X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Valley Financial Management, Inc. X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Western Strategic Assets, L.L.C.  X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Winlo Management Group, LLC       X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Kal Capital Markets LLC           X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Startengine Primary LLC           X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Collins/Bay Island Secs, LLC      X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Infinity Capital Securities, LLC  X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22‡ White Mountain Capital, LLC       X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Tritaurian Capital, Inc.          X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Cap Research Brokerage Svcs, LLC  X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  Atlantic - Pacific Capital, Inc.  X-17A-5    12/31/21    1:2K                                     SEC #7                   
 2/16/22  White Mountain Capital, LLC       FOCUSN     12/31/21    1:2K                                     SEC #7                   
 2/16/22  Valley Financial Management, Inc. FOCUSN     12/31/21    1:2K                                     SEC #7                   
 2/16/22‡ Financial Solutions Group, Inc.   MA-A       12/31/21    1:12K                                                             
 2/16/22  Financial Solutions Group, Inc.   MA/A        3/15/22    1:12K                                                             
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  MA    Application for Registration by a Municipal Advisor — Form MA.
  MA-A    Annual Update of Registration by a Municipal Advisor — Form MA.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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