As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

10/29/21  Gollahon Financial Services, Inc. MA-W       12/28/21    1:4K                                                              
10/29/21  Livaich Community Engagement, Inc MA-W       12/28/21    1:4K                                                              
10/29/21  PFM California Advisors LLC       MA/A        12/4/21    1:20K                                                             
10/29/21  PFM Swap Advisors LLC             MA/A        12/4/21    1:21K                                                             
10/29/21  PFM Financial Advisors LLC        MA/A        12/4/21    1:27K                                                             
10/29/21  Public Financial Management, Inc. MA/A        11/9/21    1:26K                                                             
10/29/21  NYSE Arca, Inc.                   19B-4E     10/29/21    1:2K                                     SEC #7                   
10/29/21  NYSE Arca, Inc.                   19B-4E     10/29/21    1:2K                                     SEC #7                   
10/29/21  NYSE Arca, Inc.                   19B-4E     10/29/21    1:2K                                     SEC #7                   
10/29/21  NYSE Arca, Inc.                   19B-4E     10/29/21    1:2K                                     SEC #7                   
10/29/21  NYSE Arca, Inc.                   19B-4E     10/29/21    1:2K                                     SEC #7                   
10/29/21  NYSE Arca, Inc.                   19B-4E     10/29/21    1:2K                                     SEC #7                   
10/29/21  NYSE Arca, Inc.                   19B-4E     10/29/21    1:2K                                     SEC #7                   
10/29/21  NYSE Arca, Inc.                   19B-4E     10/29/21    1:2K                                     SEC #7                   
10/29/21  NYSE Arca, Inc.                   19B-4E     10/29/21    1:2K                                     SEC #7                   
10/29/21  Interactive Brokers LLC           ATS-N/UA¶   11/4/21    4:494K                                   Schulte Roth & Z… LLP/FA 
10/29/21  Gelstat Corp.                     1-A         11/2/21   11:2M                                     Edgar Filing LLC/FA      
10/29/21  Merrill Lynch International       SBSE-C      11/1/21    1:2K                                                              
10/29/21  Merrill Lynch International       SBSE-A      11/1/21    7:3.2M                                                            
10/29/21  Rich Pharmaceuticals, Inc.        REVOKED     11/1/21    1:155K                                   SEC #7                   

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¹	Filing/Form Types:
	1-A	Offering Statement — Form 1-A.
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	ATS-N/UA	Updating Amendment — Form ATS-N.
	MA	Application for Registration by a Municipal Advisor — Form MA.
	MA-W	Notice of a Withdrawal from Registration by a Municipal Advisor — Form MA-W.
	REVOKED	SEC Order Revoking a Registration.
	SBSE-A	Application for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant that is Registered or Registering with the CFTC as such — Form SBSE-A.
	SBSE-C	Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
	¶	This Filing contains a delayed-release Document.