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Filed as of Wednesday, 12/11/19
11
DEC


        

1,861  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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12/11/19  1Life Healthcare Inc.             SEC LETTER  2/19/20    1:222K                                   SEC #7                   
12/11/19  Commonwealth Economics Partn… LLC MA-I/A       1/2/20    1:8K                                                              
          Brett Lee Antle³
12/11/19  Commonwealth Economics Partn… LLC MA-I/A       1/2/20    1:8K                                                              
          Casey Robert Bolton³
12/11/19  Citigroup Global Markets Inc.     MA-I/A       1/2/20    1:10K                                                             
          Allison Salena Larr³
12/11/19  Alpine Securities Corp.           FOCUSN      9/30/19    1:2K                                     SEC #7                   
12/11/19  Alpine Securities Corp.           X-17A-5     9/30/19    1:2K                                     SEC #7                   
12/11/19  Swap Financial Group, LLC         MA-I/A     12/16/19    1:9K                                                              
          Peter Andrew Clerc³
12/11/19 Equa Transfer, LLC                EFFECT     12/11/19    1:2K                                     SEC #5                   
12/11/19  Avrio Wealth PTE Ltd.             ADV-NR     12/11/19    1:2K                                     SEC #7                   
12/11/19  Bridgeport Partners, LLC          MA-A       12/31/19    1:10K                                                             
12/11/19  Active Health Foods, Inc.         8-K:5      12/11/19    1:35K                                    M2 Compliance LLC/FA     
12/11/19‡ BILL Holdings, Inc.               EFFECT     12/11/19    1:2K                                     SEC #5                   
12/11/19‡ Crescent Reincorporation Sub, Inc EFFECT     12/11/19    1:2K                                     SEC #5                   
12/11/19‡ EHang Holdings Ltd.               EFFECT     12/11/19    1:2K                                     SEC #5                   
12/11/19‡ Livongo Health, Inc.              EFFECT     12/11/19    1:2K                                     SEC #5                   
12/11/19‡ McEwen Mining Inc.                EFFECT     12/11/19    1:2K                                     SEC #5                   
12/11/19‡ Ovintiv Inc.                      EFFECT     12/11/19    1:2K                                     SEC #5                   
12/11/19‡ SRAX, Inc.                        EFFECT     12/11/19    1:2K                                     SEC #5                   
12/11/19‡ Zion Oil & Gas Inc.               EFFECT     12/11/19    1:2K                                     SEC #5                   
12/11/19‡ EHang Holdings Ltd./ADR           EFFECT     12/11/19    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-A
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  ADV-NR    Appointment of a U.S. Agent for Service of Process by a Non-Resident General Partner or Managing Agent of an Investment Advisor — Form ADV-NR.
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  MA-A    Annual Update of Registration by a Municipal Advisor — Form MA.
  MA-I    Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I.
  SEC LETTER    SEC Staff Letter – SEC Comment, No-Action, Redacted Exhibit, Serious Deficiencies or Uncategorized Letter.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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