As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

  9/6/19  Cboe BYX Exchange, Inc.           19B-4E       9/6/19    1:2K                                     SEC #7                   
  9/6/19  Cboe EDGA Exchange, Inc.          19B-4E       9/6/19    1:2K                                     SEC #7                   
  9/6/19  Cboe BZX Exchange, Inc.           19B-4E       9/6/19    1:2K                                     SEC #7                   
  9/6/19  Cboe EDGX Exchange, Inc.          19B-4E       9/6/19    1:2K                                     SEC #7                   
  9/6/19  Goldman Sachs & Co. LLC           MA/A        11/1/19    1:571K                                                            
  9/6/19  Invesco Investment Services Inc.  TA-1/A      9/16/19    1:47K                                                             
  9/6/19  Blackrock Credit Allocation I… Tr 40-33        9/6/19    1:2K                                     SEC #7                   
  9/6/19  Bremer Bank N.A.                  MA-I        10/4/19    1:8K                                                              
          Stacy Alison Seeland Childers³
  9/6/19  Synapse Brokerage LLC             X-17A-5/A  12/31/17    1:2K                                     SEC #7                   
  9/6/19  A5 Securities LLC                 FOCUSN      6/30/19    1:2K                                     SEC #7                   
  9/6/19  Plante Moran Ins Agency Svcs, LLC FOCUSN      6/30/19    1:2K                                     SEC #7                   
  9/6/19  Pricewaterhousecooopers Corp… LLC FOCUSN      6/30/19    1:2K                                     SEC #7                   
  9/6/19  LMV Capital Corp.                 X-17A-5     6/30/19    1:2K                                     SEC #7                   
  9/6/19  A5 Securities LLC                 X-17A-5     6/30/19    1:2K                                     SEC #7                   
  9/6/19  Plante Moran Ins Agency Svcs, LLC X-17A-5     6/30/19    1:2K                                     SEC #7                   
  9/6/19  Sigma Americas Securities LLC     X-17A-5     6/30/19    1:2K                                     SEC #7                   
  9/6/19  Dai Securities, LLC               X-17A-5/A   6/30/19    1:2K                                     SEC #7                   
  9/6/19  Pricewaterhousecooopers Corp… LLC X-17A-5     6/30/19    1:2K                                     SEC #7                   
  9/6/19  Continental Investors Svcs, Inc.  X-17A-5     6/30/19    1:2K                                     SEC #7                   
  9/6/19  Black Oak Securities, Inc.        X-17A-5/A   6/30/19    1:2K                                     SEC #7                   

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¹	Filing/Form Types:
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	40-33	Stockholder Derivative Action Against an Investment Company or an Affiliate.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	MA	Application for Registration by a Municipal Advisor — Form MA.
	MA-I	Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I.
	TA-1	Application for Registration by a Transfer Agent — Form TA-1.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
³	Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.