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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/8/19 Aeon Capital Inc. X-17A-5 12/31/18 1:2K SEC #7
4/8/19 Ausdal Financial Partners, Inc. FOCUSN 1/31/19 1:2K SEC #7
4/8/19 Ausdal Financial Partners, Inc. X-17A-5 1/31/19 1:2K SEC #7
4/8/19 NYSE Arca, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 NYSE Arca, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 NYSE Arca, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 NYSE Arca, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 NYSE Arca, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 NYSE Arca, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 NYSE Arca, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 NYSE Arca, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 NYSE Arca, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 Cboe EDGX Exchange, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 Cboe EDGA Exchange, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 Cboe BZX Exchange, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 Cboe BYX Exchange, Inc. 19B-4E 4/8/19 1:2K SEC #7
4/8/19 LPL Financial LLC/TA TA-1/A 4/18/19 1:302K
4/8/19 First Nat’l Capital Markets, Inc. MA/A 4/9/19 1:28K
4/8/19 Comstock Holding Companies, Inc. S-8 4/8/19 3:855K ActiveDisclosure/FA
4/8/19‡ Enpro Industries, Inc. EFFECT 4/8/19 1:16K SEC #5
Applied Surface Technology Inc.
Belfab, Inc.
Coltec International Services Co.
Compressor Products International LLC
EnPro Associates, LLC
EnPro Holdings, Inc.
EnPro Learning Systems, LLC
Fairbanks Morse, LLC
Garlock Hygienic Technologies, LLC
Garlock International Inc.
Garlock Overseas Corp.
Garlock Pipeline Technologies, Inc.
Garlock Sealing Technologies LLC
Garrison Litigation Management Group, LTD.
GGB LLC
GGB, Inc.
Qualiseal Technology, LLC
Stemco Products, Inc.
Technetics Group Daytona, Inc.
Technetics Group LLC
Technetics Group Oxford, Inc.
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -D | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | MA | Application for Registration by a Municipal Advisor — Form MA. | | S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. | | TA-1 | Application for Registration by a Transfer Agent — Form TA-1. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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