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Filed as of Monday, 4/8/19
8
APR


        

1,776  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  4/8/19  Aeon Capital Inc.                 X-17A-5    12/31/18    1:2K                                     SEC #7                   
  4/8/19  Ausdal Financial Partners, Inc.   FOCUSN      1/31/19    1:2K                                     SEC #7                   
  4/8/19  Ausdal Financial Partners, Inc.   X-17A-5     1/31/19    1:2K                                     SEC #7                   
  4/8/19  NYSE Arca, Inc.                   19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  NYSE Arca, Inc.                   19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  NYSE Arca, Inc.                   19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  NYSE Arca, Inc.                   19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  NYSE Arca, Inc.                   19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  NYSE Arca, Inc.                   19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  NYSE Arca, Inc.                   19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  NYSE Arca, Inc.                   19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  NYSE Arca, Inc.                   19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  Cboe EDGX Exchange, Inc.          19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  Cboe EDGA Exchange, Inc.          19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  Cboe BZX Exchange, Inc.           19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  Cboe BYX Exchange, Inc.           19B-4E       4/8/19    1:2K                                     SEC #7                   
  4/8/19  LPL Financial LLC/TA              TA-1/A      4/18/19    1:302K                                                            
  4/8/19  First Nat’l Capital Markets, Inc. MA/A         4/9/19    1:28K                                                             
  4/8/19  Comstock Holding Companies, Inc.  S-8          4/8/19    3:855K                                   ActiveDisclosure/FA      
  4/8/19 Enpro Industries, Inc.            EFFECT       4/8/19    1:16K                                    SEC #5                   
          Applied Surface Technology Inc.
          Belfab, Inc.
          Coltec International Services Co.
          Compressor Products International LLC
          EnPro Associates, LLC
          EnPro Holdings, Inc.
          EnPro Learning Systems, LLC
          Fairbanks Morse, LLC
          Garlock Hygienic Technologies, LLC
          Garlock International Inc.
          Garlock Overseas Corp.
          Garlock Pipeline Technologies, Inc.
          Garlock Sealing Technologies LLC
          Garrison Litigation Management Group, LTD.
          GGB LLC
          GGB, Inc.
          Qualiseal Technology, LLC
          Stemco Products, Inc.
          Technetics Group Daytona, Inc.
          Technetics Group LLC
          Technetics Group Oxford, Inc.
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-D
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  MA    Application for Registration by a Municipal Advisor — Form MA.
  S-8    Registration Statement – Securities for an Employee Benefit Plan — Form S-8.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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