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Filed as of Thursday, 1/17/19
17
JAN


        

1,952  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/17/19  YaCari Consultants, LLC           MA-A       12/31/18    1:14K                                                             
 1/17/19  Asian Development Bank            DSTRBRPT     2/7/19    1:1.2M                                   SEC #7                   
 1/17/19  Odyssey Trust Co.                 TA-1/A      1/27/19    1:10K                                                             
 1/17/19  Backstrom McCarley Berry & Co LLC MA-A       12/31/18    1:19K                                                             
 1/17/19  Cooperative Strategies, LLC       MA-I/A      1/29/19    1:9K                                                              
          Bryant Tapia³
 1/17/19  Ross, Sinclaire & Associates, LLC MA-I/A      1/29/19    1:10K                                                             
          Robert David Spoor³
 1/17/19  HJ Umbaugh & Assocs Certifie… LLP MA-I/A      1/29/19    1:9K                                                              
          Amy Michelle Thurston³
 1/17/19  Westhoff, Cone & Holmstedt        MA-I/A      1/29/19    1:8K                                                              
          Mark Alan Holmstedt³
 1/17/19  Prager & Co., LLC                 MA-I/A      1/29/19    1:8K                                                              
          Mary Jane Todt³
 1/17/19  Prager & Co., LLC                 MA-I/A      1/29/19    1:11K                                                             
          James L. Still³
 1/17/19  Prager & Co., LLC                 MA-I/A      1/29/19    1:9K                                                              
          Robert David Kanzer³
 1/17/19  PFM Financial Advisors LLC        MA-I/A      1/29/19    1:8K                                                              
          John Charles Frey³
 1/17/19  STREAM Exchange Traded Trust      RW          1/18/19    1:10K                                    Sidley Austin LLP/FA     
  9:55pm Scannell Timothy J                4          Officer²    1:7K   Stryker Corp.                     Stryker Corp.            
  9:54pm  Hughes Robert W                   4          Officer²    1:7K   Everbridge, Inc.                  DONNELLEY FIN… File16/FA 
  9:52pm  Puchner Alex                      4          Officer²    1:10K  BJs RESTAURANTS Inc.              DONNELLEY FIN… File16/FA 
  9:45pm  Mingozzi Federico                 4          Officer²    1:6K   Spark Therapeutics, Inc.          Spark Therapeutics, Inc. 
  9:45pm  La Barge Joseph                   4          Officer²    1:6K   Spark Therapeutics, Inc.          Spark Therapeutics, Inc. 
  9:44pm  Webster Stephen W                 4          Officer²    1:6K   Spark Therapeutics, Inc.          Spark Therapeutics, Inc. 
  9:44pm  Miller Kendra D                   4          Officer²    1:9K   BJs RESTAURANTS Inc.              DONNELLEY FIN… File16/FA 
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  DSTRBRPT    Distribution of Primary Obligations Report by an International Development Bank.
  MA-A    Annual Update of Registration by a Municipal Advisor — Form MA.
  MA-I    Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I.
  RW    Registration Withdrawal Request.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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