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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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1/17/19 YaCari Consultants, LLC MA-A 12/31/18 1:14K
1/17/19 Asian Development Bank DSTRBRPT 2/7/19 1:1.2M SEC #7
1/17/19 Odyssey Trust Co. TA-1/A 1/27/19 1:10K
1/17/19 Backstrom McCarley Berry & Co LLC MA-A 12/31/18 1:19K
1/17/19 Cooperative Strategies, LLC MA-I/A 1/29/19 1:9K
Bryant Tapia³
1/17/19 Ross, Sinclaire & Associates, LLC MA-I/A 1/29/19 1:10K
Robert David Spoor³
1/17/19 HJ Umbaugh & Assocs Certifie… LLP MA-I/A 1/29/19 1:9K
Amy Michelle Thurston³
1/17/19 Westhoff, Cone & Holmstedt MA-I/A 1/29/19 1:8K
Mark Alan Holmstedt³
1/17/19 Prager & Co., LLC MA-I/A 1/29/19 1:8K
Mary Jane Todt³
1/17/19 Prager & Co., LLC MA-I/A 1/29/19 1:11K
James L. Still³
1/17/19 Prager & Co., LLC MA-I/A 1/29/19 1:9K
Robert David Kanzer³
1/17/19 PFM Financial Advisors LLC MA-I/A 1/29/19 1:8K
John Charles Frey³
1/17/19 STREAM Exchange Traded Trust RW 1/18/19 1:10K Sidley Austin LLP/FA
9:55pm† Scannell Timothy J 4 Officer² 1:7K Stryker Corp. Stryker Corp.
9:54pm Hughes Robert W 4 Officer² 1:7K Everbridge, Inc. DONNELLEY FIN… File16/FA
9:52pm Puchner Alex 4 Officer² 1:10K BJs RESTAURANTS Inc. DONNELLEY FIN… File16/FA
9:45pm Mingozzi Federico 4 Officer² 1:6K Spark Therapeutics, Inc. Spark Therapeutics, Inc.
9:45pm La Barge Joseph 4 Officer² 1:6K Spark Therapeutics, Inc. Spark Therapeutics, Inc.
9:44pm Webster Stephen W 4 Officer² 1:6K Spark Therapeutics, Inc. Spark Therapeutics, Inc.
9:44pm Miller Kendra D 4 Officer² 1:9K BJs RESTAURANTS Inc. DONNELLEY FIN… File16/FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ¹ | Filing/Form Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | DSTRBRPT | Distribution of Primary Obligations Report by an International Development Bank. | | MA-A | Annual Update of Registration by a Municipal Advisor — Form MA. | | MA-I | Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I. | | RW | Registration Withdrawal Request. | | TA-1 | Application for Registration by a Transfer Agent — Form TA-1. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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