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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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7/20/16 NASDAQ Stock Market LLC 19B-4E 7/20/16 1:2K SEC #7
7/20/16 NYSE Chicago, Inc. 19B-4E 7/20/16 1:2K SEC #7
7/20/16 NYSE Chicago, Inc. 19B-4E 7/20/16 1:2K SEC #7
7/20/16 NYSE Chicago, Inc. 19B-4E 7/20/16 1:2K SEC #7
7/20/16 NYSE Chicago, Inc. 19B-4E 7/20/16 1:2K SEC #7
7/20/16 NYSE Chicago, Inc. 19B-4E 7/20/16 1:2K SEC #7
7/20/16 NYSE Chicago, Inc. 19B-4E 7/20/16 1:2K SEC #7
7/20/16 NYSE Chicago, Inc. 19B-4E 7/20/16 1:2K SEC #7
7/20/16 NYSE Chicago, Inc. 19B-4E 7/20/16 1:2K SEC #7
7/20/16 NASDAQ Stock Market LLC 19B-4E 7/20/16 1:2K SEC #7
7/20/16 NYSE Chicago, Inc. 1/A 9/27/16 1:2K SEC #7
7/20/16 Cardinal Health Inc. NO ACT 6/30/16 1:2K SEC #7
7/20/16 All American Muni Advisors LLC MA-I 7/25/16 1:8K
7/20/16 All American Muni Advisors LLC MA-I 7/25/16 1:8K
7/20/16 All American Muni Advisors LLC MA 7/25/16 1:9K
7/20/16 Fieldman, Rolapp & Assocs, Inc. MA-I 7/21/16 1:10K
7/20/16 Digiliti Money Group, Inc. S-1 7/21/16 2:3.4M Toppan Vite NY Inc./FA
7/20/16 Vra Partners, LLC X-17A-5 5/31/16 1:2K SEC #7
7/20/16 DST Asset Manager Solutio… Inc/TA TA-1/A 7/30/16 1:44K
7/20/16‡ Impinj Inc. EFFECT 7/20/16 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 1 | Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1. | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | EFFECT | SEC Notice of Effectiveness. | | MA | Application for Registration by a Municipal Advisor — Form MA. | | MA-I | Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I. | | NO ACT | SEC No-Action Letter re: a Shareholder Proposal. | | S-1 | Registration Statement (General Form) — Form S-1. | | TA-1 | Application for Registration by a Transfer Agent — Form TA-1. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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