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Filed as of Wednesday, 7/20/16
20
JUL


        

1,456  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 7/20/16  NASDAQ Stock Market LLC           19B-4E      7/20/16    1:2K                                     SEC #7                   
 7/20/16  NYSE Chicago, Inc.                19B-4E      7/20/16    1:2K                                     SEC #7                   
 7/20/16  NYSE Chicago, Inc.                19B-4E      7/20/16    1:2K                                     SEC #7                   
 7/20/16  NYSE Chicago, Inc.                19B-4E      7/20/16    1:2K                                     SEC #7                   
 7/20/16  NYSE Chicago, Inc.                19B-4E      7/20/16    1:2K                                     SEC #7                   
 7/20/16  NYSE Chicago, Inc.                19B-4E      7/20/16    1:2K                                     SEC #7                   
 7/20/16  NYSE Chicago, Inc.                19B-4E      7/20/16    1:2K                                     SEC #7                   
 7/20/16  NYSE Chicago, Inc.                19B-4E      7/20/16    1:2K                                     SEC #7                   
 7/20/16  NYSE Chicago, Inc.                19B-4E      7/20/16    1:2K                                     SEC #7                   
 7/20/16  NASDAQ Stock Market LLC           19B-4E      7/20/16    1:2K                                     SEC #7                   
 7/20/16  NYSE Chicago, Inc.                1/A         9/27/16    1:2K                                     SEC #7                   
 7/20/16  Cardinal Health Inc.              NO ACT      6/30/16    1:2K                                     SEC #7                   
 7/20/16  All American Muni Advisors LLC    MA-I        7/25/16    1:8K                                                              
 7/20/16  All American Muni Advisors LLC    MA-I        7/25/16    1:8K                                                              
 7/20/16  All American Muni Advisors LLC    MA          7/25/16    1:9K                                                              
 7/20/16  Fieldman, Rolapp & Assocs, Inc.   MA-I        7/21/16    1:10K                                                             
 7/20/16  Digiliti Money Group, Inc.        S-1         7/21/16    2:3.4M                                   Toppan Vite NY Inc./FA   
 7/20/16  Vra Partners, LLC                 X-17A-5     5/31/16    1:2K                                     SEC #7                   
 7/20/16  DST Asset Manager Solutio… Inc/TA TA-1/A      7/30/16    1:44K                                                             
 7/20/16 Impinj Inc.                       EFFECT      7/20/16    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  1    Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1.
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  EFFECT    SEC Notice of Effectiveness.
  MA    Application for Registration by a Municipal Advisor — Form MA.
  MA-I    Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  S-1    Registration Statement (General Form) — Form S-1.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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