As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 11/4/15  Miami Int’l Secs Exchange, LLC    1/A          2/2/16    1:2K                                     SEC #7                   
 11/4/15  NYSE Chicago, Inc.                19B-4E      11/4/15    1:2K                                     SEC #7                   
 11/4/15  NYSE Chicago, Inc.                19B-4E      11/4/15    1:2K                                     SEC #7                   
 11/4/15  NYSE Chicago, Inc.                19B-4E      11/4/15    1:2K                                     SEC #7                   
 11/4/15  NYSE Chicago, Inc.                19B-4E      11/4/15    1:2K                                     SEC #7                   
 11/4/15  Cboe BZX Exchange, Inc.           19B-4E      11/4/15    1:2K                                     SEC #7                   
 11/4/15  Cboe BYX Exchange, Inc.           19B-4E      11/4/15    1:2K                                     SEC #7                   
 11/4/15  Cboe EDGA Exchange, Inc.          19B-4E      11/4/15    1:2K                                     SEC #7                   
 11/4/15  Cboe EDGX Exchange, Inc.          19B-4E      11/4/15    1:2K                                     SEC #7                   
 11/4/15  Frost Bank/MSD                    MA-I        11/9/15    1:9K                                                              
 11/4/15  Live Oak Public Finance, LLC      MA          11/9/15    1:8K                                                              
 11/4/15  Franklin Templeton Inv Svcs GmbH  TA-1/A     11/14/15    1:18K                                                             
 11/4/15  Sherman Barber & Mullikin A… Corp MA-W        11/5/15    1:4K                                                              
 11/4/15  Estrada Hinojosa & Co., Inc.      MA/A        11/5/15    1:22K                                                             
 11/4/15‡ Energy 11, L.P.                   EFFECT      11/4/15    1:2K                                     SEC #5                   
 11/4/15‡ Incapital Unit Trust, Series 101  EFFECT      11/4/15    1:2K                                     SEC #5                   
 11/4/15‡ Kura Oncology, Inc.               EFFECT      11/4/15    1:2K                                     SEC #5                   
 11/4/15‡ Lakeland Bancorp Inc.             EFFECT      11/4/15    1:2K                                     SEC #5                   
 11/4/15‡ Sintx Technologies, Inc.          EFFECT      11/4/15    1:2K                                     SEC #5                   
 11/4/15‡ Trinity Place Holdings Inc.       EFFECT      11/4/15    1:2K                                     SEC #5                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	1	Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1.
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	EFFECT	SEC Notice of Effectiveness.
	MA	Application for Registration by a Municipal Advisor — Form MA.
	MA-I	Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I.
	MA-W	Notice of a Withdrawal from Registration by a Municipal Advisor — Form MA-W.
	TA-1	Application for Registration by a Transfer Agent — Form TA-1.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.